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W.D. Pa. LCvR 7.1

Disclosure Statement and RICO Case Statement

activein force · 2016-11-01 – presentact-effective-date

A. Disclosure Statement.

1. Disclosure Statement Required. A corporation, association, joint

venture, partnership, syndicate, or other similar entity appearing as a party or

amicus in any proceeding shall file a Disclosure Statement, at the time of the

filing of the initial pleading, or other Court paper on behalf of that party or as

otherwise ordered by the Court, identifying all parent companies,

subsidiaries, and affiliates that have issued shares or debt securities to the

public. In emergency or any other situations where it is impossible or

impracticable to file the Disclosure Statement with the initial pleading, or other

Court paper, it shall be filed within seven days of the date of the original filing.

For the purposes of this rule, "affiliate" shall be a person or entity that directly,

or indirectly through one or more intermediaries, controls, is controlled by, or

is under common control with, the specified entity; "parent" shall be an

affiliate controlling such entity directly, or indirectly through intermediaries;

and "subsidiary" shall be an affiliate controlled by such entity directly or

indirectly through one or more intermediaries.

2. Purpose of Disclosure Statement. The purpose of this Disclosure

Statement is to enable the Judges of this Court to determine the need for

recusal pursuant to 28 U.S.C. § 455 or otherwise. Counsel shall have the

continuing obligation to amend the Disclosure Statement to reflect relevant

changes.

3. Disclosure Statement Contents. The Disclosure Statement shall identify

the represented entity's general nature and purpose and if the entity is

unincorporated. The statement shall include the names of any members of

the entity that have issued shares or debt securities to the public. No such

listing need be made, however, of the names of members of a trade

association or professional association. For purposes of this rule, a "trade

association" is a continuing association of numerous organizations or

individuals operated for the purpose of promoting the general commercial,

professional, legislative, or other interests of the membership. The form of

the Disclosure Statement is set forth in "Appendix LCvR 7.1.A" to these

Rules.

B. RICO Case Statement. Any party filing a civil action under 18 U.S.C.

§§ 1961-1968 shall file with the complaint, or within fourteen (14) days

thereafter, a RICO case statement in the form set forth at "Appendix LCvR

7.1.B" or in another form as directed by the Court.

Provenance

Source
www.pawd.uscourts.gov
Retrieved
2026-09-18
Edition
fed-district-2026-09-19
Content hash
2146773db77e480760d1dc34533977af94d751555b0530467bd9547eb09059dc
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