US · rules
W.D.N.C. LCvR 45.1
Production of Subpoenaed Material by Certain Non- Parties, Custodians of Records
(a) Custodians of Public Records. Where a subpoena commands any custodian of
public records to appear for the sole purpose of producing certain records in their custody, the
custodian may, in lieu of a personal appearance, tender to the Clerk of Court, by registered mail or
personal delivery, certified copies of the records requested, on or before the date and time specified
in the subpoena, together with a copy of the subpoena and an affidavit by the custodian as to the
authentication of the record tendered or, if no such records are in their custody, an affidavit to that
effect.
(b) Custodians of Medical Records. Where a subpoena commands the custodian of
medical records to appear for the sole purpose of producing certain records in their custody, the
custodian subpoenaed may, in lieu of a personal appearance, tender to the Clerk of Court, by
certified mail or personal delivery, certified copies of the records requested, on or before the time
specified in the subpoena, together with a copy of the subpoena and an affidavit by the custodian
testifying to the identity and authenticity of the records, that they are true and correct copies, and
as appropriate, that the records were made and kept in the regular course of business at or near the
time of the acts, conditions, or events recorded, and that they were made by persons having
knowledge of the information set forth; or if no such records are in their custody, an affidavit to
that effect. When the copies of medical records are personally delivered, a receipt shall be obtained
from the person receiving the records.
(c) Admissibility and Format. Any original or certified copy of any public or medical
records, or affidavit, delivered according to the provisions of this Rule shall not be held
inadmissible in any action or proceeding on the grounds that it lacks certification, identification,
or authentication, and it shall be received as evidence if otherwise admissible. Any data
maintained in electronic format should, if readily retrievable, be submitted in electronic format.
Certification of copies of such electronically provided records may be accomplished by
appropriate affidavit in the same manner as described in the preceding paragraphs.
(d) Protection of Privacy. The copies of public or medical records so tendered may
not be inspected or copied by any persons, except the parties and their attorneys, unless ordered
published by the judge at the time of the hearing or trial. Nothing contained herein shall be
construed to waive the physician-patient privilege or to require any privileged communications
under law to be disclosed.
Unless the underlying subpoena for medical records is accompanied by the patient’s
written consent, the materials submitted to the Court in response thereto shall not be disclosed to
anyone, including the parties and their attorneys, except upon judicial finding that disclosure is
necessary to the proper administration of justice.
(e) Duties of the Clerk of Court. The Clerk of Court will sign or mark as “Received”
a receipt if such is tendered by the subpoenaed party. The Clerk of Court has no duty to generate
a receipt or mail a receipt back to the responding party unless a receipt and self-addressed stamped
envelope is provided. The Clerk of Court will not file, scan, or otherwise make the proffer part of
the official record unless instructed to do so by a judge of the Court. Upon presentation to the
Court, the Clerk of Court must stamp the first page or cover sheet of any such material as
“Received,” and place the materials in an official Court envelope or other container indicating that
the materials are sealed. The Clerk of Court must bring such filing to the Court’s attention at an
appropriate time in the proceedings.
Unless such materials are made part of the record, the Clerk of Court may destroy the
materials within a reasonable time after the case is closed and appeals are exhausted. Originals
may be returned to the custodian if arrangements are made with the Clerk of Court at the time of
tender.
Provenance
- Source
- www.ncwd.uscourts.gov
- Retrieved
- 2026-09-18
- Edition
- fed-district-2026-09-19
- Content hash
cd054ef860ddac3d0f47a91c4f0d609caaa5a873509c39838ab564d29aece437
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