US · guidance
CMS SOM App. J, Tag W196
§483.440(a)(1) Each client must receive a continuous active treatment program, which
includes aggressive, consistent implementation of a program of specialized and generic
training, treatment, health services and related services described in this subpart, that is
directed toward-
(i) The acquisition of the behaviors necessary for the client to function with as much self-determination and independence as possible; and
(ii) The prevention or deceleration of regression or loss of current optimal functional
status.
Active treatment embodies an individually- tailored series of daily life and living experiences
that serve as the primary opportunity for the acquisition, development and expression of
functional skills and adaptive behaviors necessary for the client to experience optimal
independence and promote purposeful “self-expression”.
The uniqueness of each client is a core consideration in the design of active treatment
programs. It is expected that individual clients are given the opportunity to provide input into
the content of their day-to-day living experiences.
An active treatment program includes the following elements as substantiated through
observation, interview and record review:
a) Each client's needs and strengths have been accurately assessed and relevant input has
been obtained from team members; (Observations and interviews with the client by the
surveyor should be consistent with the current assessment information. Interview the
QIDP regarding any needs observed but not addressed through
assessment/programming by the facility).
b) Each client's IPP is based on assessed needs and strengths, and addresses major life
areas such as personal skills, home living skills, community living skills, employment
skills, etc., essential to increasing independence and ensuring rights;
c) Needs identified as a priority are addressed formally and through activities which are
relevant and responsive to client need, interest and choice;
d) Active treatment is consistently implemented in all relevant settings both formally and
informally as the need arises or opportunities present themselves. It should not be
limited to specific periods of time during the day or environments. Each client should
receive aggressive and consistent training, treatments and supports in accordance with
their needs and IPP. New skills and appropriate behaviors are encouraged and
reinforced across environments and times of day. Each client has the adaptive
equipment and environmental adaptations necessary for him/her to progress toward
heightened independence as recommended and contained in their IPP. Active
treatment means taking advantage of opportunities for the practice of new skills and the
use of other skills during the normal rhythm of each client’s day.
e) Each client's performance related to IPP objectives is accurately and consistently
measured and documented and programs are modified on an ongoing basis based on
data and major life changes; and
i. Clients with degenerative conditions receive training, treatment and services
designed to retain skills and functioning and to prevent further regression to the
extent possible.
ii. Clients may need adjustments to their active treatment programs as functional or
endurance limitations are identified associated with the aging process. In such
cases, there may be more of an emphasis on the retention of skills already attained
and reducing the rate of loss of skills, than on the acquisition of new skills.
In large part, it is this pervasive and continuous reinforcement of “formal” training through
“informal” routine daily living experiences and interactions with staff and others that makes
active treatment programs effective. Formal settings are those that are planned and specifically
structured for training on objectives and interventions. Informal settings are times that are not
anticipated or planned but that offer the opportunity for training.
Active treatment programs mirror normal living experiences such as leisure activities and social
conversation at the dinner table. It must be clear that active treatment programs are far more
than implementation of discreet formal training sessions or programs that are conducted at
prescribed times by defined personnel. Learning occurs in the process of the normal rhythm of
life and life experiences.
History
Rev. 135, Issued: 02-27-15, Effective: 04-27-15, Implementation: 04-27-15
Provenance
- Source
- cms.gov
- Retrieved
- 2026-07-22
- Edition
- som-2026-07-22
- Content hash
6b1053941eb7fa5485ac84c19b0e484f963bcf2f4698fe35951ca4f927bf441d
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