US · guidance
CMS SOM App. C, Tag D5531
§493.1265 Standard: Virology
(a) When using cell culture to isolate or identify viruses, the laboratory must
simultaneously incubate a cell substrate control or uninoculated cells as a negative
control material.
Interpretive Guidelines §493.1265(a)
When condition-level deficiencies in Virology are identified in any or all phases of
testing, use D5010.
Any laboratory testing patient specimens for the Human Papillomavirus (HPV) must
enroll and successfully participate in a CMS-approved proficiency testing program for
HPV beginning in 2008. Laboratories should refer to Subpart H for further information.
The laboratory’s CLIA certificate must include the subspecialty of Virology. The
laboratory must also be in compliance with all of the CLIA regulations governing the
preanalytic, analytic, and post analytic phases of testing including proficiency testing and
personnel requirement.
Cell Culture
For commercially purchased cell culture media, the requirement for media quality control
checks is satisfied by visually examining the media for sterility and ensuring the ability of
the media to sustain cell life. If the media is prepared or produced in the laboratory, use
D5477:
• Each component of cell culture media should be checked for sterility using
bacterial culture techniques. In addition, fetal bovine serum must be checked for
toxicity using cell culture systems;
• The combined product (e.g., Hanks, Eagles and Earles) should be checked for
sterility using bacterial culture techniques and the ability to propagate growth
with cell cultures; and
• Cell culture systems should be checked for mycoplasma contamination at regular
intervals established by the laboratory.
Non-Culture Methods
1. For other non-culture identification (e.g., antigen identification) systems that are used
for viral identification, the laboratory is not required to maintain live viral cultures for
quality control purposes. However, positive and negative controls are required to
evaluate the detection phase, if such controls are available commercially or in the
laboratory. Use D5449 and/or D5453 as appropriate.
2. If organism controls are not available, a previously extracted viral antigen as the
positive control plus a previously confirmed negative control of the same matrix as
the patient sample may be used. Use D5485. A positive organism control must be
subjected to the extraction process if such a control is available in the laboratory. Use
D5453.
3. For fluorescent stains, the control requirements are met by using virus-infected cells
for a positive control among uninfected cells for a negative control. Use D5475.
The intent of the regulations is for the laboratory to have methodologies available to
isolate and identify the viruses that are etiologically related to the clinical disease for
which services are offered. For example, if a laboratory offers services only for Herpes
testing, it must have available host systems for the isolation and/or test methods for the
identification of the Herpes virus. If the laboratory is not using the appropriate host
system, use D3007.
“Host system” is defined as the animal, egg or cell culture model, which supports the
propagation of viruses.
Clinical information important for the determination and selection of the proper host
system should include (Use D5305):
• Clinical symptoms of the patient;
• Age of the patient;
• Source of the specimen;
• Date of onset of clinical symptoms;
• Recent travel information of patient;
• Test request; and
• Date of specimen collection.
Cell culture is the host system used most frequently. The specific cell line (type) is
usually selected based upon its known sensitivity and susceptibility to different viruses.
For example, the cell lines to be used as host systems for the following clinical specimens
could be:
• Upper respiratory infection specimens: Primary Monkey Kidney (PMK), Human
Fetal Diploid Lung (HFDL), or equivalent;
• Enteric specimens: PMK, Human Fetal Diploid Kidney (HFDK), or equivalent;
• Urine specimens: HFDL, PMK, or equivalent;
• Genital specimens: Human Foreskin (HFD), Vero (Continuous Monkey Kidney),
or equivalent;
• Vesicular lesions: HFDL, PMK, BSC-1 (Monkey Cell Line), or equivalent; and
• Tissues or Spinal fluids: PMK, Vero, BSC-1, HFDK or HFDL, or equivalent.
Prior to the inoculation of the cell cultures, the laboratory should check the cell culture
systems for the following:
• The age of the cell culture monolayer (no more than 7-10 days post “seeding”)
(Use D5417);
• Maintenance media that is free from inhibitory substances (Use D5477); and
• Sterility (visual observation for turbidity) (Use D5477).
Uninoculated cell substrate controls are used to determine whether the specificity of a test
system has been ensured. Generally, an uninoculated cell control for each cell line that is
inoculated is used per inoculation day to determine whether the consequent cytopathic
effect (CPE) in the cells inoculated with patient specimen was caused by specific
etiologic agent(s), or caused by the nonspecific deterioration of the cells themselves.
Often, as monolayer host cells age, the cells deteriorate, exhibiting “rounding” and
“pulling-apart.” This cell change may be confused with CPE if uninoculated cells are not
available to compare with the inoculated cells.
Probes §493.1265(a)
How does the laboratory determine the specific cell line to be used as the host system?
Use D3007 or D5411 as applicable.
When reviewing the laboratory’s identification procedures for the clinical diseases for
which services are offered, how does the laboratory rule out the presence of Clostridium
difficile toxin in those cell cultures in which the patient specimen exhibits non-specific
effects unrelated to viral cytopathic effect (CPE)? Use D3007 or D5411 as applicable.
If presumptive reports are issued based on CPE, how does the laboratory confirm the
identification reported? Use D3007 or D5411 as applicable.
For tests such as hemagglutination inhibition and viral neutralization in which antisera
must be standardized, how has the laboratory determined the optimum dilution of the
antisera to ensure maximum sensitivity and specificity? Use D5437.
Neutralization Tests
How does the laboratory standardize its dilution of the viral isolate and control virus to
the appropriate Tissue Culture Dose 50 or equivalent, each time the test is performed?
Use D5437.
How many varieties of uninoculated cell cultures does the laboratory use to check each
new lot of anti-serum or serum pool for toxicity? Use D5477 or D5479 as applicable.
Hemagglutination Inhibition Tests
After having determined the hemagglutination titer, how does the laboratory determine
the working dilution of the viral isolate (i.e., usually 4 Hemagglutination units)? How
does the laboratory ensure that this working dilution is correct for isolates and controls?
Use D5421 or D5423 as applicable.
How often and for which hemagglutination inhibition tests does the laboratory include a
serum/cell/buffer control and a cell/buffer control? Use D5425.
Does the laboratory include one known virus or viral antigen specific to each antisera
used in the test procedure? Use D5449.
Direct Immunofluorescence Tests
How does the laboratory determine which immune serum conjugate(s) to use when
identifying viruses using antisera that react with viruses that are etiologically similar
(e.g., an antigen test for specimens from patients with flu-like symptoms that identifies
Respiratory Syncytial Virus, Influenza, and Parainfluenza)? How does the laboratory
ensure the specificity of this conjugate for the specific virus being identified? Use D5421
or D5423 as applicable.
How does the laboratory rule out non-specific reactivity for each conjugate used? Use
D5421 or D5423 as applicable.
Indirect Immunofluorescence Tests
Has the laboratory determined the optimum dilution of its anti-species, e.g., antibody to
host system or cell culture (such as anti-PMK, conjugated immune serum)? Use D5421
or D5423 as applicable.
Has the laboratory determined the optimum dilution of the virus specific immune serum?
Use D5421 or D5423 as applicable.
Determine whether the laboratory is checking positive and negative reactivity using (Use
D5475):
• Uninoculated cells plus immune serum plus anti-species conjugate (negative
control); and
• Viral antigen or known virus infected cells plus immune serum plus anti-species
conjugate (positive control).
Determine whether the laboratory checks each new batch or shipment of conjugate using
known virus infected cells plus PBS plus anti-species conjugate. Use D5471.
§493.1265 Standard: Virology.
(b) The laboratory must document all control procedures performed, as specified in
this section.
Interpretive Guidelines §493.1265(b)
QC records must identify the host cell cultures employed, the number of tubes or plates
inoculated or uninoculated, maintenance medium used, the number of times the patient
specimen was sub-cultured, the specific sub-culture or passage in which the virus was
identified, the CPE observed, and post inoculation date of observations. If the deficiency
is due to absence of dates of testing and observations, use D5787.
§493.1267 Standard: Routine chemistry.
(Rev. 233; Issued: 09-12-25; Effective: 09-12-25; Implementation: 09-12-25)
For blood gas analyses, the laboratory must perform the following:
Interpretive Guidelines §493.1267(a)-(d)
When condition-level deficiencies in Routine Chemistry are identified in one or more
phases of testing, use D5016.
Control materials generally are not available to verify the reportable range at the very
high range of patient results. When necessary, the laboratory may verify the results by
splitting patient samples and assaying them on two different blood gas analyzers.
Quality control records should include lot numbers, date prepared/opened, expiration
dates, the actual measurements, reaction and/or observations and demonstrate that
controls were tested and acceptable as required.
Probes §493.1267(a)-(d)
For blood gas testing, do the records include barometric pressure and room
temperature, as necessary?
Do the records of a laboratory that moves from testing site to testing site demonstrate the
performance of control samples following transport of equipment when such activity
affects test performance specifications and/or instrument calibration?
History
Rev. 233; Issued: 09-12-25; Effective: 09-12-25; Implementation: 09-12-25
Provenance
- Source
- cms.gov
- Retrieved
- 2026-07-22
- Edition
- som-2026-07-22
- Content hash
ab0eadcb1cfcbf1e9c0a1a71f4889319edeedb865718501cdf355444ea86adb2
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