US · guidance
CMS SOM App. A, Tag A-1640
§482.61 (c)(1) Standard: Treatment Plan: Each patient must have an individualized,
comprehensive treatment plan based on an inventory of the patient’s strengths and
disabilities.
Interpretive Guidelines §482.61 (c)(1)
The comprehensive treatment plan is an outline of the identified disabilities that will be
treated during hospitalization. The treatment plan must include an inventory of the
patient’s strengths and disabilities. The inventory is derived from the psychiatric
evaluation, assessment and diagnostic data which have been collected by various
disciplines that comprise the total treatment team. In collaboration with the patient, the
treatment team develops the individualized, comprehensive treatment plan. The hospital
must have a policy for staff to follow in the development of the treatment plan.
NOTE: A disability in this context is any psychiatric, bio-psychosocial problem
requiring treatment/intervention. In this guidance, the terms disability and problem are
used interchangeably. In assessing the patient’s ability to comply and respond to the
treatment, the treatment plan must take into consideration the patient’s strengths that can
be utilized in treatment, as well as weaknesses/disabilities that may negatively influence
the patient’s treatment. (See also §482.61(b)(7) Tag A1637.)
Survey Procedures §482.61(c)(1)
• Review the sample of medical records and verify they contain a comprehensive
treatment plan.
• Review the treatment plan to determine that it is individualized and the patient’s
particular strengths and psychiatric disabilities are documented.
• Interview staff. Ask staff to describe how they develop treatment plans and
comply with the hospital’s policy for treatment plan development.
• Interview patients, family members and caregivers. Verify that the patients, and
their family members or other supportive caregivers, participated in the
development of the treatment plans.
History
Rev. 238; Issued: 03-20-26; Effective: 09-05-25; Implantation: 09-05-25
Provenance
- Source
- cms.gov
- Retrieved
- 2026-07-22
- Edition
- som-2026-07-22
- Content hash
342610b749eec49fc5d438e2668eb340070bc7b3d6dc79800bc59930ce24cdc6
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