US · guidance
BOP Program Statement 5525.01 § 4
AUTHORIZATION AND REPORTING
Any staff member who observes an institutional emergency that may compromise the safety
and/or security of the facility must immediately report the emergency via radio. Prompt
notification will enable management to initiate appropriate security protocols and establish
control of the situation. If necessary, a controlled recall of the institution may be initiated by the
shift supervisor in preparation for lockdown or modified operations if the situation dictates.
a. Lockdown and Modified Operations Authorization. Following initial containment, the
Warden or designee must authorize lockdown or modified operations as the situation dictates.
b. Notifications. Upon authorization from Warden, institutional lockdowns or modified
operations must be reported to the Regional Director as soon as practicable. Following the initial
notification the Warden will submit a written Incident Action Plan (IAP) utilizing the incident
command structure. At a minimum, the written IAP must include Incident Command System
(ICS) 201, Incident Briefing and ICS 202, Incident Objectives. This IAP must also include an
anticipated operational timelines for periods exceeding 24 hours. The Regional Director may
review the plan and provide recommendations or authorize alternative measures as deemed
appropriate.
In the event a lockdown or modified operation is expected to last more than three days, the
institution must provide affected inmates notification regarding the anticipated operational
schedule and modifications. Additional updates should be provided when substantial operational
changes occur. The goal of this communication is to maintain transparency and order by
addressing basic needs and operational expectations during extended periods of limited
movement. At a minimum the notification will contain:
5525.01 5/7/2026 PROPERTY OF US GOVERNMENT 4
■ Operational Status. Clearly outline all restrictions or limitations including movement, areas
affected, programs, visitation, etc.
■ Essential Services. Briefly outline how essential needs like meals, medication, access to
hygiene and laundry services will be handled. (e.g., delivered to cells) to manage
expectations.
■ Purpose. Provide a basic rationale, such as “to investigate an incident” or “to ensure
institutional safety following a disruptive event,” without revealing specific intelligence or
security protocols.
■ Conclusion. Provide an anticipated return to normal operations or indicate the situation is
being monitored and normal operations will resume when it is deemed safe.
If visitation cancellation is required, the institution must immediately post a notification on its
official website to provide the public with as much notice as possible.
c. Tracking. Each institution Captain must document all lockdowns and modified operations
via the BP-A1188, Monthly Lockdown and Modified Operations Tracking Log. This form
includes the:
■ institution name,
■ month being reported,
■ event type (lockdown or modified operations),
■ start date (date event was initiated),
■ start time,
■ end date (date event concluded),
■ end time,
■ rationale (brief explanation of situation/incident requiring lockdown or modified operations),
■ restrictions (brief description of restrictions), and
■ verification of public notification when visitation is affected.
Monthly, Captains must submit the BP-A1188 via email to the Correctional Services Branch,
Central Office, resource box by the 5th of the following month (e.g., for March the form must be
submitted by April 5th) or at the conclusion of any overlapping lockdown from the preceding
month. The respective Regional Correctional Services box must be included in each monthly
submission. The email submission subject line format must read as follows: Lockdown/Modified
Operations Log, three-letter Institution Facility Code, Month, Year.
History
PS 5525.01 dated 2026-05-07
Provenance
- Source
- bop.gov
- Retrieved
- 2026-09-20
- Edition
- bop-ps-2026-09-20
- Content hash
7ced22df87ded1164913b34e89dd146b9953df5f85c35d46cfea61c98234f87b
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