US · guidance
BOP Program Statement 5335.02 § 6
ADMINISTRATION OF SECURE MENTAL HEALTH UNITS
a. Monthly Security Review. At Secure PTPs and PTUs, escort procedures will be
recommended and addressed every 30 days. This does not limit the ability to change these levels
for appropriate circumstances during the daily or weekly meetings. This meeting will consist of
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the Warden, Associate Warden(s), Captain, SIA and/or Special Investigative Services (SIS),
SMHU Lieutenant, Unit Manager, Specialty Program Coordinator, Chief Psychologist,
psychiatric provider(s), other medical providers, and/or any of their designees. This meeting can
also address any other issues or concerns anyone may have at that time. MRCs review escort
procedures during daily meetings.
b. Secure Treatment Team. All SMHUs are administratively managed by an interdisciplinary
Secure Treatment Team. These teams meet briefly each weekday in MRCs and at least weekly in
PTPs/PTUs. Every effort should be made for representatives including the Specialty Treatment
Coordinator, treatment providers, Captain or designee, Health Service providers, Correctional
Services staff assigned to the unit, Unit Management staff, and Education/Recreation staff to be
present. However, staffing and institution needs can be taken into consideration for daily
attendance at a MRC. If any Correctional Services staff assigned to the SMHU cannot attend,
they may send comments to the Specialty Program Coordinator or Chief Psychologist to be
included in the meeting.
In MRCs these teams are led by the Chief Psychologist, Chief Psychiatrist, or designee. In
Secure PTPs/PTUs, the Specialty Program Coordinator leads the team. The team leader has final
decision-making authority and responsibility for programming, therapeutic release, incentive
awards, and any changes to authorized property. Psychiatric providers retain final decision-making authority regarding psychotropic medication. The Captain retains final decision-making
authority regarding security measures. If there is a disagreement between psychology,
psychiatry, and/or a Captain, the Warden has the final decision-making authority.
c. Secure Treatment Team Responsibilities. Secure Treatment Teams are similar to CCARE
Teams but meet as indicated above. Each Secure Treatment Team meeting is documented to
include the date and time of the meeting, who was in attendance, which inmates were discussed,
and which topics were discussed. However, treatment team notes do not need to be entered into
the EHR daily for the Secure Treatment Team at MRCs or weekly in PTPs. Secure Treatment
Teams discuss and ensure the following during each meeting:
■ Security Procedures. The Secure Treatment Team considers:
The least restrictive means of escorting SMHU inmates (e.g., whether an inmate
requires the use of restraints for escort); The use of restraints on pregnant and
postpartum individuals is prohibited except in rare instances. The restrictions outlined
in the Program Statement Female Offender Manual will be followed in these cases.
Out-of-cell programming participation (i.e., whether the inmate requires the use of a
therapeutic enclosure); and
The structure of socialization opportunities (e.g., how many other people can the
inmate tolerate, is the inmate safe around certain staff, certain inmates, or staff only).
■ Recreation Time. At a minimum, SMHU inmates are offered six hours of weekly
recreation time. The Secure Treatment Team may authorize additional outdoor or indoor
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recreation time beyond the weekly minimum if staffing permits.
■ Therapeutic Release (TR). The Secure Treatment Team may authorize TR and determine
the TR plan.
■ Emergency Psychiatric Medicine. If the Secure Treatment Team determines an inmate
is too dangerous and mentally ill to be escorted out of a cell, the psychiatric provider will
evaluate the need for emergency psychiatric medication or pursuing involuntary
psychiatric medication pursuant to the Program Statements Psychiatric Evaluation and
Treatment, Patient Care, and Psychiatric Services. SMHU inmates will not be
restricted from participating in programming or recreation opportunities secondary to
symptoms of mental illness; if their mental illness makes them dangerous or impairs them
to the extent that staff are concerned about removing them from their cell, this could be
an indicator for grave disability and an evaluation to consider emergency psychiatric
medication should be completed. A medical provider will document the least restrictive
method for controlling the situation, including the determination to order emergency
psychiatric medications if clinically indicated in the above cases. In no way should
emergency medications be used to negate the need to potentially pursue commitment
under 18 U.S.C. § 4245. Any use of force under this provision must comply with
procedures in the Program Statement Use of Force, Application of Restraints, and
Firearms.
■ Access to Treatment. Because SMHUs function independently from other components
in the institution, they are given separate consideration if lockdowns occur. Unless
security concerns are present on the SMHU, out-of-cell programming and recreation are
not ordinarily suspended for lockdowns. Return to normal operations in the SMHU will
be determined by the Warden and will occur as soon as practical unless there are specific
security concerns on the unit.
■ CCARE Functions. The Secure Treatment Team meeting can also function as a CCARE
team meeting in accordance with the Program Statement Treatment and Care of
Inmates With Mental Illness.
■ Scheduling. The Secure Treatment Team will create and ensure adherence to a weekly
schedule of events (e.g., use of indoor and outdoor recreation space, use of the closed-circuit DVD channel, use of group treatment space, use of socialization space, and use of
any other common areas used for programming and treatment activities). A member of
the Secure Treatment Team will distribute this calendar to inmates and post it on the unit
in a highly visible location.
■ Tracking. The Secure Treatment Team is responsible for tracking how long each inmate
has been housed in the SMHU. Except for Secure PTPs, ordinarily, inmates placed in a
Secure PTU will not remain there longer than 90 days. If the Secure Treatment Team
determines an inmate requires more than 90 days in a Secure PTU, the team will consult
with the PSB and the Chief Psychiatrist, Health Services Division, to determine any
appropriate changes to treatment. In Secure PTPs, this consultation occurs if the person
has exceeded 18 months and is still in an SMHU. This consultation will be documented
by either a psychologist or a psychiatric provider in the EHR.
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d. Quality Improvement (QI). The PSB will develop and initiate a minimum of one quality
improvement study quarterly in which they evaluate the effectiveness of interventions used for
inmates living in the SMHU. Examples of appropriate QI activities include improving
psychotropic medication adherence, reducing incident report frequency, increasing hours
engaged in therapeutic activities, improving promptness and appropriateness of medication
renewals, reducing suicide attempts, reducing use of restraints, and reducing use of force
incidents (immediate and calculated). These studies must be submitted by AD of Reentry
Services division within one month of the end of each quarter. Findings will be routed to the
Regional Director and Warden for consideration.
History
PS 5335.02 dated 2026-03-19
Provenance
- Source
- bop.gov
- Retrieved
- 2026-09-20
- Edition
- bop-ps-2026-09-20
- Content hash
7aebff1a455925240d775d832053355d338afb618c9268417bd9a9e86b139552
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