US · guidance
BOP Program Statement 5070.12 § 21
RECORDS RETENTION. Requirements and retention guidance for
records and information applicable to this program are available
in the Records and Information Disposition Schedule (RIDS) system
in BOPDOCS and Sallyport. Information created by this program is
also governed by all applicable FOIA/PA laws and regulations.
/s/
Harley G. Lappin
Director
P5070.12
4/16/2008
Attachment A
EXAMPLE
Date (fill in)
The Honorable______________
United States District Court
Western District Of Missouri St. Joseph Division
6672 Charles Evans Whittaker United States Court House
400 East 9 Streetth
Kansas City, Missouri 64106
Re:
Reg. No. __________
Case No. __________
Dear Judge _____:
Your Court Order dated fill in date here committed Mr. X to the custody of the Attorney
General for a mental health evaluation pursuant to Title 18, United States Code, Section 4241.
The provisions of this statute permit commitment to the custody of the Attorney General for 30
days.
Mr. X arrived at fill in name of institution on date. He would normally be approved for a
return to court on approximately date. However, fill in the reason why an extension is
necessary. Given this new development, we are respectfully requesting a 15-day extension.
In accordance with Title 18, United States Code, Section 4241, the Court may grant an additional
15-day period of time to complete the mental health evaluation. If the extension is granted, the
evaluation will be completed on or about date, and a written report will be submitted to the
Court. If the mental health evaluation is completed prior to the projected completion date, the
Court will be notified. If you have any questions or concerns about the proposed extension or the
details of the case, please contact me at number.
Sincerely,
Name of Warden,
WARDEN
P5070.12
4/16/2008
Attachment A
P5070.12
4/16/2008
Attachment B
Inmate Name: “Sample Contact Log”
Register Number:
Inmate Contacts Attorney Contacts Collateral Contacts
Date, Time, Length
Brief Notes
Date, Time, Length
Brief Notes
Date, Time, Length
Brief Notes
Date, Time, Length
Brief Notes
Date, Time, Length
Brief Notes
Date, Time, Length
Brief Notes
Date, Time, Length
P5070.12
4/16/2008
Attachment C
U.S. DEPARTMENT OF JUSTICE
Federal Bureau of Prisons
GENERAL GUIDELINES FOR TRANSMITTAL LETTER
Paragraph 1:
This paragraph will state that we are forwarding two copies of
the evaluation. It will mention the date of the sentence, type
of sentence, the offense, arrival date at the facility, and the
date the case is due in court (to include any extension
information).
Paragraph 2 (and additional paragraphs, if needed):
This paragraph will briefly respond to the court's referral
questions, highlighting major findings. If no questions were
posed by the court, then summarize the findings of the clinical
evaluation and any pertinent information from the observation
process.
Final Paragraph:
Inform the court that we will provide any additional information
the court may need.
P5070.12
4/16/2008
Attachment D
U.S. DEPARTMENT OF JUSTICE Complete in PDS
Federal Bureau of Prisons
Mental Health Evaluation - “Institution Disciplinary Process”
Institution: Date:
Name of Inmate:
Register Number:
Name of Evaluator:
REASON FOR REFERRAL AND IDENTIFYING INFORMATION: (source, reason
for referral, identifying information)
BACKGROUND INFORMATION: (history of mental illness, psychological
or psychiatric treatment, prior forensic evaluation)
CLINICAL INTERVIEW AND MENTAL STATUS EXAM: (results of brief
clinical interview and mental status exam, note limits of
confidentiality discussed)
CLINICAL IMPRESSION: (diagnosis if rendered, basis for diagnosis)
FINDINGS: (conclusions based on general criteria for competence
and/or responsibility)
The following language may be helpful for explanation:
A person is not responsible for his conduct if, at the time of
the conduct, the person, as a result of a severe mental disease
or defect, was unable to appreciate the nature and quality or the
wrongfulness of his/her acts. Some key criteria:
# Diagnosable mental disorder or defect.
# Lacked mental capacity to realize that he/she committed a
wrong.
# Did not appreciate why his/her behavior or conduct was
wrong.
# Could not stop his/her behavior (“irresistible impulse”).
A person is incompetent if he/she lacks the ability to understand
the nature of the disciplinary proceedings, or to assist in
his/her defense at the proceedings. Some key criteria:
# Understanding of charges against him/her.
# Understanding of the disciplinary process/proceedings.
# Can they participate in his/her own defense?
(Note: File in Central File - FOI Exempt - Section 2)
History
PS 5070.12 dated 2008-04-16
Provenance
- Source
- bop.gov
- Retrieved
- 2026-09-20
- Edition
- bop-ps-2026-09-20
- Content hash
0a751960aea8009f7e335f4c781eb18d75f9805085a5733aecba3b4afaa75321
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