US · guidance
BOP Program Statement 4200.13 § 10
FEDERAL PRISON INDUSTRIES (FPI) / UNICOR
a. General Requirements. The Chief, Facilities Management Branch will establish routing and
approval procedures for FPI/UNICOR funded work orders and projects through Facilities
Management Operational Standards posted on the FMB page of the Bureau’s intranet site.
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Chapter 3. FACILITIES SYSTEMS
1. AUTOMATED SYSTEMS
a. Compliance
This section’s purpose is to provide directions for using the designated CMMS and other
approved Facilities Management software. The only CMMS system authorized for use by the
Bureau of Prisons will be determined by the Chief, FMB and will be utilized at all sites.
Sensitive security information entered into any computer program must be treated as
“SENSITIVE.” Any sensitive and/or security information stored on electronic media must
adhere to the Program Statement Information Security.
b. Required Software Programs
To provide consistent data throughout the Bureau, Facilities Departments must use Bureau
approved and supported software. New purchases and upgrades of software must be approved by
the Chief, FMB and the Information Technology and Data Division designee.
c. Document Control
The Facilities Manager is responsible for ensuring sensitive documents are maintained in a secure
area and not available to inmates. The Facilities Manager must develop a filing system to ensure
sensitive information is properly stored and controlled in accordance with the Program Statement
Information Security
All employee and contractor personal information must be maintained in accordance with the
Privacy Act of 1974.
Architects, engineers, and contractors doing work for the Bureau may be given information
related to institution security. The Bureau requires the holder of sensitive documents to exercise
reasonable care related to the dissemination, storage and handling, and destruction of “Sensitive
But Unclassified (SBU)” documents. To ensure chain of custody is followed when
distributing/sharing sensitive documents, the Bureau’s Document Security Notice, available in the
Facilities Management Operational Standard located on the FMB page of the Bureau’s intranet site,
must be completed and maintained on file.
Records are to be retained or disposed of as outlined by the Program Statement Records and
Information Management Programs or as noted in other sections of this program statement.
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2. TELECOMMUNICATION SYSTEMS AND ELECTRONIC EQUIPMENT
a. General
This section pertains to various types of telecommunications and security electronics systems
used throughout the Bureau. Electronic system maintenance, inspection, and reporting will be
conducted in accordance with Facilities Management Operational Standards located on the Bureau’s
intranet site.
The design, acquisition, installation, testing, and operation of all security electronics systems and
equipment throughout the Bureau must be consistent with current policy, federal regulations,
bulletins, and industry standards.
3. PERIMETER DETECTION SYSTEMS
a. Preventive Maintenance, Reporting, and Records. Maintenance, inspection, reporting, and
recordkeeping will be conducted in accordance with Facilities Management Operational
Standards posted on the FMB page of the Bureau’s intranet site.
4. MECHANICAL SYSTEMS AND POWER PLANT OPERATIONS
a. Compliance
This section must be used in conjunction with the applicable codes, directives, and Facilities
Management Operational Standards.
b. Definitions
1) High Pressure/Temperature Boiler. A boiler operating at a steam pressure in excess of
15 pound-force per square inch (psig), or water boilers in which the pressure exceeds 160
psig or the temperature exceeds 250 degrees Fahrenheit.
2) Low Pressure/Temperature Boiler. A boiler operating at a steam pressure of 15 psig or
less and water boilers in which the pressure does not exceed 160 psig and the temperature
does not exceed 250 degrees Fahrenheit.
3) Domestic Water Heater. A closed vessel used to supply potable hot water heated by
fuels, electricity, or any other source in which temperatures do not exceed 210 degrees
Fahrenheit.
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c. Mechanical Systems Changes
All Heating, Ventilation, and Air Conditioning (HVAC) and refrigeration systems must be sized
and installed in accordance with applicable codes as approved by the Chief, Construction and
Environmental Review Section, FMB.
d. Mechanical System Supervision, Maintenance and Inspection
Mechanical systems to include boilers, chillers, and all related ancillary equipment will be
supervised, maintained, and inspected in accordance with applicable permits, codes, standards,
and directives.
e. Water Treatment
Water treatment procedures for domestic water, and heating and cooling systems will be
established by issuance of a Facilities Management Operational Standard and in accordance with
federal, state, and local requirements.
f. Boiler Repairs
Repairs and alterations to boilers and unfired pressure vessels by welding can be made only by a
contractor holding an American Society of Mechanical Engineers (ASME) “R” stamp, in
accordance with Part 3 of the National Board Inspection Code. Once repairs are completed, the
contractor must complete the National Board Form R-1, then stamp and date the nameplate or
provide certifying documentation as required.
5. ELECTRICAL SYSTEMS
a. General
This section pertains to various types of electrical systems used throughout the Bureau. All
electrical installations, maintenance, inspections, and tests must meet the requirements of the
latest version of electrical and safety codes and regulations. More stringent and specific
requirements may be specified. Maintenance, inspections, and tests required per this section,
and/or by the applicable codes and regulations, must be entered into and tracked in CMMS.
b. Responsibilities
Institution. The Facilities Manager is responsible for the overall administration of electrical
systems in accordance with the applicable Facilities Management Operational Standards to
include:
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■ Notifying the Regional Facilities Administrator when the electrical systems or any part of
the electrical systems are not functioning for more than 24 hours and may expose hazards
or affect the safety and security of the facility.
■ Ensuring electrical materials and equipment for new installations must be in accordance
with the Bureau’s TDG and the National Electrical Code (NEC).
■ Ensuring all electrical safety codes and policy are implemented.
■ Ensuring Only qualified employees work on electric circuit parts or equipment that have
not been de-energized under the lockout and tagging procedures.
■ Ensuring live-line tools comply with applicable tests and intervals.
c. Generating Equipment
Generator maintenance, testing, operating, and reporting procedures will be conducted in
compliance with all applicable permits, codes, directives, and standards.
d. Primary and Secondary Distribution Systems
All primary and secondary electrical systems will have maintenance and inspections established
and performed by qualified personnel per the requirements of NFPA 70B, and the Facilities
Management Operational Standards posted on the FMB page of the Bureau’s intranet site.
6. PLUMBING SYSTEMS
a. Compliance
All work related to new and existing plumbing systems must meet the requirements of the latest
version of the International Plumbing Code (IPC).
b. Methods, Materials, Maintenance, And Testing
A Facilities Management Operational Standard will be issued to establish plumbing methods,
materials, preventive maintenance, inspection/testing requirements, and reporting procedures.
7. HVAC AND BUILDING AUTOMATION SYSTEMS
a. Compliance
The purpose of this chapter is to provide standards to safeguard life, health, and property by
regulating the design, construction, installation, quality of materials, location, operation,
maintenance, and use of mechanical systems within the Bureau. This includes all heating,
ventilating, cooling, refrigeration, non-Central Utility Plant (CUP) boilers, non-CUP chillers, and
other heat or cooling producing equipment or appliances. This section is to be used in
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conjunction with all applicable codes and Facilities Management Operational Standards posted
on the FMB page of the Bureau’s intranet site.
b. Definitions
1) Commissioning. Testing a new HVAC installation within a new or existing building to
verify it meets the designer’s and/or manufacturer’s specifications.
2) Inventory. The orderly documentation of system and equipment data used to provide
detailed identification of what is operated, inspected, and maintained.
3) Recommissioning. Testing an HVAC system that was commissioned in the past to verify
it is still performing efficiently. It may include making repairs or any needed upgrades to
meet codes and standards as well as the Bureau’s requirements.
4) Retro-commissioning. Testing the HVAC system of an old building that was repaired
and upgraded rather than replaced, to verify it meets the designer’s and/or Bureau’s
requirements.
5) Test and Balance. Using specialized tools to perform air and hydronic measurements on
HVAC systems with the intent to optimize performance.
c. Changes To Existing HVAC Systems
Modifications or additions to existing building, mechanical, or utility systems must comply with
the requirements outlined in Chapter 2.
d. Maintenance Program
In accordance with ANSI/ASHRAE/ACCA Standard 180, the institution must have a
maintenance plan that preserves the condition of the HVAC systems and all ancillary equipment
in a manner that enables the system to provide the intended thermal comfort, energy efficiency,
and achieve the intended indoor air quality required for the building it serves. All equipment
under this umbrella must be considered a maintenance worthy item (MWI) and be applicably
entered into CMMS.
Alternative Operations. As part of the institutional maintenance program, an alternative
operation plan must be developed to ensure means of conditioning critical spaces in the event of
equipment failure. Requirements of the alternative operation plans will be established in a
Facilities Management Operational Standard, which will be available on the FMB page of the
Bureau’s intranet site.
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e. Sub-Metering
Sub-metering of energy sources (e.g. electricity, natural gas, and steam) and water is required for
all new construction buildings and major renovations to existing buildings.
All buildings containing industrial or agricultural processes must be metered separately for
energy and water. Water sources dedicated to landscaping must be metered.
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Chapter 4. EXTERNAL CODE COMPLIANCE
1. LIFE SAFETY/FIRE PROTECTION
a. General
The Bureau must comply with all applicable National Fire Protection Association (NFPA),
National Fire Codes (NFC), the International Building Code (IBC), and the Program Statement
National Fire Protection Policy. Where differences exist between the requirements of the
NFPA, NFC, IBC, and Bureau policy, the more stringent requirement applies. The National Fire
Codes impact fire protection and life safety in all areas of an institution. Multiple NFPA codes
are applicable to an institutional setting. These include, but are not limited to, the Automatic
Sprinklers Systems (NFPA 13); Standards for the Inspection, Testing, and Maintenance of
Water-Based Fire Protection Systems (NFPA 25); National Fuel Gas Code (NFPA 54); National
Electrical Code (NFPA 70); National Fire Alarm and Signaling Code (NFPA 72); Life Safety
Code (NFPA 101); etc. All institutions, regional offices, and Central Office, at a minimum, must
have copies of the latest editions of the NPFA 13, 25, 70, 72, and 101. Electronic/internet
versions are acceptable.
Systems that complied with code when installed are considered to be in compliance
(grandfathered), as long as no modification or reconstruction has taken place requiring an
upgrade to the system as described in NFPA 101.
Variance Requests. All life safety code variance requests must be submitted in writing from the
Chief, FMB or Designee to the Authority Having Jurisdiction per the Program Statement
National Fire Protection Policy.
b. Construction Requirements
The institution’s Facilities Manager and Safety Administrator must review all plans for new
construction, alterations, and renovations affecting life safety and fire protection. Once reviewed,
the documents will be forwarded to the Regional Facilities Administrator for submittal to the
Chief, Construction and Environmental Review Section (CERS) for approval.
1) Post-Construction Reviews. Upon completion of new fire protection system(s) and/or
construction affecting life safety issues (i.e., fire rated construction, fire suppression,
detection and alarm systems, means of egress, etc.), the institution Facilities Manager will
submit a request to the Chief, CERS through the Regional Facilities Administrator for a post-construction inspection.
2) Flame Spread and Smoke Generation Requirements. All construction materials used
in renovations and new construction must comply with the flame spread and smoke
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generation requirements of all applicable codes.
2. ENVIRONMENTAL
a. General
The purpose of this section is to provide guidance on environmental issues related to facilities
operations, maintenance, repair, renovations, and construction. Refer to Program Statements
National Environmental Protection Policy and Environmental Management Systems for
additional environmental policy requirements. Facilities Managers must be aware of, and comply
with all federal, state, and local environmental codes, regulations, and laws that apply to their
institution.
b. New Activities with an Environmental Impact
During the project planning and review process, Facilities Managers must coordinate with the
local Safety Administrator, Regional Facilities Administrator, and OGC REEL, if needed, to
discuss potential environmental issues. This includes replacement or installation of equipment
that may require a new or modified permit (i.e., boilers, generators, chillers, storage tanks, storm
water, etc.). The National Environmental Policy Act (NEPA) requires an evaluation determining
environmental impact be completed prior to the commencement of a wide variety of projects,
which are identified in more detail in the applicable Facilities Management Operational Standard
posted on the FMB page of the Bureau's intranet site.
c. Interactions With Regulators
The Facilities Manager must make notification of any planned or unplanned institution visits
from regulatory agencies or companies contracted by a regulatory agency in accordance with the
timelines and procedures established in Facilities Management Operational Standards.
d. Permits
The Facilities Manager will enter procedures in CMMS to review all permits, at a minimum of
six months prior to the permit’s resubmission/expiration date. See each permit for specific
requirements. The Facilities Manager must ensure the conditions of all permits are adhered to
and applicable compliance tasks are entered into CMMS to ensure timely completion.
e. Asbestos
All institutions known or suspected to have asbestos-containing material must submit a monthly
report to document asbestos abatement in accordance with Facilities Management Operational
Standards.
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f. Disaster
Disaster, for the purposes of tracking maintenance and repair project information, is defined as
An unexpected event resulting in significant, or catastrophic, damage to critical infrastructure
disrupting communications and/or creating a need for significant support resources creating an
unsafe environment that may result in the evacuation of occupants. This type of disaster would
require a dedicated plan for the assessments of damage, development of priority projects,
funding requests, and implementation.
3. ACCESSIBILITY
a. General
The Bureau must comply with the Architectural Barriers Act (ABA) Standards, as adopted by
the General Services Administration (GSA) in 2006. This applies to existing areas, new
construction, alterations, and renovations. The ABA scoping requirements provides guidance
with regards to the accessibility of existing areas.
4. ENERGY/WATER CONSERVATION AND GREENHOUSE GAS
a. Responsibilities
Each Warden is responsible for the Energy Conservation Program for all activities within their
institution. Each Warden must ensure the institution establishes and meets energy reduction
goals.
b. Energy Conservation Committee (ECC)
An ECC will be established and meet in accordance with Facilities Management Operational
Standards posted on the FMB page of the Bureau’s intranet site. Responsibilities will include,
establishing temperature set point guidelines, building energy management goals, reporting
procedures and refrigerant tracking requirements.
5. HISTORIC PRESERVATION
a. Responsibilities
Facility Manager. The Facilities Manager at each institution is responsible for ensuring
compliance with Bureau policy for any work with potential impacts on historic or cultural
properties and resources. The Facilities Manager will coordinate any planned work through the
Chief, Facilities Programs Section.
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Chapter 5. VEHICLE FLEET
1. GENERAL PROCEDURES
To obtain maximum use, safety, and economy of operations, it is essential to follow an organized
plan for maintenance, repair, and operation of all Bureau automotive and motorized equipment.
All Bureau institutions must follow the operating and preventive maintenance procedures
described herein for Bureau-owned (including UNICOR) motor vehicles, motorized equipment,
and GSA leased vehicles, whether serviced or maintained at the institution’s garage or a
commercial repair facility.
Various Executive Orders, federal and state laws, and regulations apply to the Bureau’s fleet.
These laws are frequently changing and being revised. The institution fleet must comply with the
most current applicable requirements.
Seatbelts must be worn at all times while operating or occupying government vehicles. Hand-held
cellphone use (including texting) by operators is strictly prohibited.
Institution Vehicles, staff assigned to utilize an institution vehicle must remain awake, alert, and
attentive at all times when operating the vehicle.
Staff may not operate institution vehicles while under the influence of alcohol, drugs, or other
medications which may impair their ability to operate a motor vehicle. Staff who are so impaired
must notify the Operations Lieutenant and request sick leave or, if appropriate, to be reassigned
to a different post.
Staff assigned to operate an institution vehicle must ensure the vehicle is utilized only for the
purpose and in the manner indicated by the post or work assignment. This means institution
vehicles must only be utilized on roads or other areas intended for their use.
Assignment of vehicles to specific employees or departments is prohibited.
Vehicle operators of government vehicles are responsible for paying all traffic infractions,
excluding infractions for vehicle maintenance issues. Institutions located in areas with tolls must
ensure vehicles are equipped with toll transponders. If a transponder is not available, vehicle
operators must make every attempt to pay tolls and obtain receipts for reimbursement.
2. VEHICLE ACQUISITION AND REPLACEMENT
All vehicle acquisitions, replacements, additions, and disposals will be administered with the
approval of the Fleet Manager, FMB, utilizing established Facilities Management Operational
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Standards posted on the FMB page of the bureau’s intranet site.
3. UNICOR
The Facilities Management Branch does not purchase vehicles/equipment for UNICOR;
however, Facilities must track all UNICOR vehicles in CMMS. All UNICOR vehicle
acquisitions must be approved by the Fleet Manager prior to purchase.
4. VEHICLE TAGS
Each Department of Justice (DOJ) reportable motor vehicle the Bureau operates, including
UNICOR, must display properly assigned DOJ license plates (J tags) on both the front and rear of
the vehicle. Each roadworthy trailer will display J tags ending in T assigned by the Fleet
Manager.
Non-institution-assigned vehicles used primarily for law enforcement purposes, such as
undercover pursuit and undercover inmate transportation, are eligible to use state tags.
Institutions are not authorized to use state tags without approval. Before obtaining state tags, a
written request must be submitted to the Fleet Manager for review and approval. The request for
state tags must meet the guidelines of 41 C.F.R. § 102-34.185 and JPMR 128-38.51. State tags
are not transferable, and all state-tagged vehicles must comply with state inspection
requirements. When the vehicle is removed from service, the state tags will be returned to the
state licensing office.
The Fleet Manager must maintain a central listing of all tag assignments.
a. Lost, Stolen, or Missing J Tags. The Facilities Manager will notify the Fleet Manager
within 48 hours upon notification that a tag is lost, stolen, or missing. A memorandum must
follow, indicating pertinent facts about the missing tag. If recovered, a lost or stolen tag may not
be reused and is returned to the Fleet Manager.
b. Surveyed Vehicle Tags. The J tag will be mailed to the Central Office Fleet Manager within
30 days of the signed BP-A0100, Stores Requisition, Invoice and Transfer Receipt.
Documentation will be maintained on file as to when the tag was mailed.
5. VEHICLE DISPATCHING
Cost-effective procedures must be established for controlling and scheduling vehicle usage to
avoid driving unsafe vehicles as well as limiting unnecessary trips. An institution supplement
including vehicle dispatch procedures will be issued in accordance with this policy and Facilities
Management Operational Standards.
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6. FLEET CARDS
Each location must designate a fleet card manager who is responsible for maintaining and
reconciling fleet cards. An institution supplement including fleet card issuance and usage
procedures will be issued in accordance with Facilities Management Operational Standards.
7. VEHICLE MAINTENANCE AND REPAIR
All vehicles/equipment (including UNICOR-owned and -leased) must be maintained, inspected,
and reported in accordance with manufacturers’ recommendations, Bureau policies, and
Facilities Management Operational Standards.
Recall Notices – Vehicles. The Fleet Manager receives manufacturer recall notices. The Fleet
Manager or designee will enter pending work orders for all recalls in the applicable database in
CMMS for the institutions to process. The institution will maintain a copy of the completed work
order and any complete recall invoices from the local dealership for the life of the vehicle.
Locations without CMMS access that utilize Bureau fleet vehicles, will be notified electronically of
recall notices.
a. Accountability of Fuel Inventories and Deliveries. The Garage Foreman or designee must
maintain accountability records of fuel received and dispensed. An institution supplement
including fuel dispensing procedures will be issued.
8. ACCIDENT REPORTING
All accidents must be reported promptly to the institution Safety Administrator and Facilities
Manager, in accordance with the Program Statement National Occupational Safety and Health
Policy. An institution supplement including institution specific accident reporting procedures
will be issued.
9. BUS MAINTENANCE
All inmate transport buses will be maintained, inspected, and reported as directed by the Chief,
FMB.
a. Bus Modifications. No alterations, modifications, or equipment additions to a Bureau
prisoner transportation bus may take place without prior written approval of the Chief, Facilities
Operations Section. The Chief, Facilities Operations Section, FMB, must coordinate requested
changes with the Chief, Prisoner Transportation, Designation and Sentence Computation Center
(DSCC); Correctional Services Administrator, Correctional Services Branch; and Bus Center
Manager, FMB, before approval.
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Chapter 6. Design and Construction Standards for New Institution Development
1. INTRODUCTION
CERS oversees budgeting, planning, programming, design, and construction of new institutions
for the Bureau. Responsibilities include capacity planning, budget preparation, site evaluation,
development of guidelines and standards, oversight of design and construction documents,
contract requirements, procurement coordination, project monitoring, and technical support on
architectural, engineering, and construction matters.
2. GENERAL POLICIES AND PROCEDURES
a. Project Budgeting. Budget estimates for proposed new institution projects are based on
project requirements, program scope, and estimating assumptions. Estimates are prepared for
budget requests using historical cost information and updates as necessary.
b. Site Evaluation. Site evaluation and selection are conducted through a documented process
that incorporates environmental review, technical analysis, and other relevant studies to assess
suitability and feasibility.
c. Federal Prison Industries (FPI) Factory and Outside Warehouse Design. For new
construction, including FPI factories or warehouses, design requirements for solicitation
documents are developed in consultation with FPI and included subject to budget availability.
Requirements are based on the Program Statement Factory Construction and Activation
Manual – FPI.
d. Design Criteria Documentation. CERS develops and maintains design criteria to guide the
planning and development of new institutions including:
■ Design Program Guidelines. Define requirements for various types of institutions,
including projected rated capacity, total capacity, space and equipment requirements of
operational components, and other planning and design considerations.
■ Concept Drawings. Help clarify spatial design requirements, selected specifications, as
well as standards and performance criteria for various types of institutions.
■ Technical Design Guidelines. Provide technical design requirements; specifications;
direction for adherence to codes, standards, regulations, and laws; performance criteria
and selected detail drawings, and their application to various types of institutions.
■ Model Documents. Provide security electronics and communications system design
requirements, selected specifications and standards, and performance criteria relevant to
various types of institutions.
e. Revisions or Exceptions to Design Criteria. Routine or technical revisions or exceptions to
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the above listed criteria are approved by the Chief, FMB. More significant revisions, as
determined by the Chief, FMB, are referred to the Design Criteria Review Committee
(DCRC) to ensure they receive adequate review before implementation. The committee
includes representatives from each division within the Bureau.
3. APPLICABLE BUILDING CODES, REGULATIONS, STANDARDS, AND LAWS
Federal statutes, regulations, and executive orders require Bureau institutions to comply with
nationally recognized model building codes.
a. Building Codes. The International Building Code (IBC) of the International Code Council
and National Fire Protection Association (NFPA) 5000 – Building and Construction Safety Code
are recognized. The latest edition is used, with IBC as default if none is specified.
b. Life Safety Code. NFPA 101 Life Safety Code and related NFPA standards apply. Where
requirements differ, National Fire Codes take precedence. Compliance is confirmed through
reports and inspections by Fire Protection Engineers.
c. National Electrical Code. NFPA 70 National Electrical Code and referenced NFPA
standards are required.
d. National Fuel Gas Code. NFPA 54 National Fuel Gas Code and referenced NFPA standards
are required. Compliance is confirmed through reports and inspections by registered engineers.
e. Plumbing Codes. The plumbing code corresponding to the selected model building code is
used.
f. Seismic Design and Construction Standards. Executive Order 13717 requires compliance
with seismic safety standards, including IBC and NFPA 5000. State specific requirements may
also apply. Compliance is confirmed through reports and inspections by architects and engineers.
g. Zoning Laws and Similar Laws. OGC should be consulted to determine the extent to which
zoning, landscaping, building height, historic preservation, and similar laws and regulations
apply.
h. State and Local Government Consultation. Consultation, review, and inspection by state
and local officials are part of the process. Recommendations are considered, but federal
compliance may not be legally compelled.
i. Accessibility. Architectural Barriers Act of 1968, 42 U.S.C. § 4151 et seq., and
Rehabilitation Act of 1973, 29 U.S.C § 701 et seq. include requirements concerning accessibility
for disabled persons.
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j. Occupational Safety and Health. Executive Order 12196, Occupational Safety and Health
Programs for Federal Employees, dated February 26, 1980, requires federal agencies to comply
with the Occupational Safety and Health Act of 1970, as amended (29 U.S.C. § 668). Specific
requirements are contained in 29 CFR 1910, Occupational Safety and Health Standards.
k. Environmental Standards. The National Environmental Policy Act (NEPA) of 1969, as
amended, ensures agencies consider the significant environmental consequences of their
proposed actions and inform the public about their decision making. NEPA establishes
procedural requirements for federal agencies to follow before undertaking major federal actions.
Decision points likely to involve the NEPA process during Bureau projects include: (1)
Construction of a new federal correctional institution; (2) Closing of an existing federal
correctional institution; (3) Activation of a surplus facility for conversion to a federal
correctional institution; (4) Significant change from the original mission of a federal correctional
institution; and (5) New construction at an existing federal correctional institution which might
significantly impact upon the existing community environment.
l. Value Engineering. Office of Management and Budget (OMB) Circular No. A-131, Value
Engineering (VE), dated December 26, 2013, issued pursuant to 31 U.S.C. § 1111, requires
federal agencies to use VE as a management tool, where appropriate, to reduce program and
acquisition costs.
m. Energy Standards and Laws. Compliance with federal energy efficiency standards (CFR
Title 10, Part 433, Energy Efficient Standards for the Design and Construction of New Federal
Commercial and Multi-family High Rise Residential Buildings, Part 436A, Methodology and
Procedures for Life Cycle Cost Analysis and CFR Title 10, Part 436 C, Agency Procurement of
Energy Efficient Products), the Energy Policy Act of 2005, the Energy Independence and
Security Act of 2007 (EISA 2007), and the Energy Act of 2020.
n. Executive Order 14148, Section 2 Revocation of Orders and Actions. Revokes Executive
Order 14057.
o. Sustainability. Guiding Principles for Federal Leadership in High Performance and
Sustainable Buildings, as set forth in an Interagency Memorandum of Understanding.
4. INITIATION AND APPROVAL OF PROJECTS
Projects for new institutions are approved through the budget process and assigned to CERS,
FMB, for implementation. Project initiation includes defining scope, budget, schedule, design
criteria, contracts, and site information. Development follows the requirements set in the project
initiative, with revisions documented as needed. Design submissions and directives clarify
requirements and authorize construction documents. Final development and construction
documents are managed according to approved directives, with revisions tracked and approved
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by the chief responsible.
5. NAMING BUREAU PROPERTY PROCEDURES
Naming of Bureau Property after individuals who have made significant contributions to the
Bureau or the field of corrections, covers Bureau-owned or leased buildings, rooms, outdoor
structures, and roads. It includes existing facilities, new construction, renovations, and
expansion.
Past employees and correctional, legislative, and judicial professionals may be honored. This
honor is mainly bestowed on individual’s post-mortem. If an individual is living or is a staff
member on active duty, approval is granted only in extraordinary circumstances.
Proposals are submitted directly by the Regional Director, or by the Warden through the
Regional Director to the Executive Staff for approval and include:
■ The rationale for naming the structure.
■ If an individual is still living.
■ An indication that he/she does not object to the use of his/her name.
If approved, the proposal, related correspondence, and final approval are kept as part of the
institution’s permanent documentation.
Entire institutions continue to be named by type of facility and location, for example:
■ United States Penitentiary (USP) Atwater.
■ Federal Medical Center (FMC) Devens.
■ Federal Correctional Institution (FCI) Englewood.
6. PROCURMENT AND CONTRACT SUPPORT
Procurement and contracting support are provided by the Office of the Procurement Executive
(OPE). CERS program administration and project management staff coordinate work with OPE
personnel.
Procurement activities and contract administration are governed by the Federal Acquisition
Regulation (FAR), and the Justice Acquisition Regulation (JAR). Staff responsible for any aspect
of contract procurement or administration must review the applicable portions of these
documents carefully.
Only Contracting Officers (CO) have authority to enter into or modify contracts. Certain CERS
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staff are designated as CORs for contracts for which they have management responsibility.
CORS are appointed in writing by the CO, who also specifies the extent and limits of their
authority for contractual matters.
The procurement process begins with advance planning and requests for contract action, which
include scope, requirements, and budget estimates. Architect-Engineer (A-E) contracts,
construction management contracts, construction contracts, design-build, and design-bid-build
contracts are used depending on project needs. Evaluation boards and selection authorities
review proposals and performance. Contract administration includes monitoring, reporting, and
performance evaluations throughout the project lifecycle.
7. PROJECT FILE DOCUMENTATION
CERS supervises a process for maintaining files containing documents of government and
contractor operational or technical activities, events, and actions associated with planning,
programming, site evaluation and selection, contracting, design and construction management,
close-out, and transfer of a completed project to activation staff. Three sets of files are
maintained; official contract files by OPE, field office projects files by on-site Construction
Representatives, and central office project files by Project Managers. Files are archived
according to the Records and Information Disposition Schedule.
8. STAFF MEMORIALS
The term “memorial” is defined as a commemorative object that is intended as a reminder of
someone who has died or an event in which people died. A commemorative memorial is
intended as a reminder of a person or event or as a celebration of someone’s life and work.
Staff memorials will be planned and developed in accordance with established procedures and,
when appropriate, honor persons who have significantly contributed to the Bureau or the field of
corrections. Significant contributions are:
■ Instrumental in the long-term, major development or growth of correctional programs or
measures.
■ Instituted or implemented improvements to Bureau or correctional operations that yielded
significant cost, time, or other savings to the agency.
■ Championed a major Bureau or correctional program, activity, or mission.
■ Made the ultimate sacrifice to the Bureau by honorably giving his/her life in the line of duty.
Past employees and correctional, legislative, and judicial professionals may be honored. This
honor is only bestowed on individual’s post-mortem.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 28
This policy covers memorials such as benches, parks, fountains, pedestals, trees, and other
plants. The memorial is installed only under the conditions that there be no expense or liability
incurred by the Bureau in connection with its purchase, fabrication, transportation, delivery, and
erection. The memorial is not permitted to bear an inscription that includes the name of the
person(s) or entity responsible for its purchase or installation.
A detailed explanation of where donations will come from for the memorial, and how the
donations are collected, is submitted to the Bureau’s Ethics Office for approval before
solicitation. Government employees cannot solicit contributions from outside entities; all
donations must be in accordance with the Program Statement Acceptance of Donations and
applicable laws and regulations. While plaques and small displays are acceptable (upon approval
from the Ethics Office), any capital improvements to federal property must be approved by the
Bureau’s Ethics Office; by the Departmental Ethics Office, Justice Management Division; and
by the Deputy Attorney General.
a. PROCEDURES FOR NAMING
No special form or format is required. Proposals:
■ Are submitted directly by the Regional Director, or by the Warden through the Regional
Director.
■ List the person or persons to be memorialized and the other data to be inscribed on the
memorial.
■ Include the rationale for the memorial.
■ Include a scale plan depicting the details of the design, materials, finish, carving,
lettering, and arrangement of the proposed inscription.
■ Include a breakdown of all costs related to the memorial, and specific information on
how the memorial will be funded.
■ Include specific information on who will be performing the work involved in creating
this memorial (staff, inmates, etc.).
■ Are forwarded to the Ethics Office for review.
■ Are forwarded to the Bureau’s Executive Staff for approval.
If the Executive Staff approves, the proposal, related correspondence, and final approval are
retained in accordance with Bureau Records and Information Management Programs.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 29
Chapter 7. Mobile Home Sites, Staff Housing
1. INTRODUCTION
To define the Federal Bureau of Prisons’ minimum requirements for establishing sites for staff-owned and -occupied mobile homes. Care must be taken in the needs assessment, planning,
construction, and operation of these sites to meet the goal of decent, affordable housing for staff
and their families.
For this program statement’s purposes, a “mobile home” is a structure transportable in one or
more sections that is built on a permanent chassis and designed to be used as a dwelling when
connected to utilities. Plumbing, heating, air-conditioning, and electrical systems are contained
within the structure.
The shortage of safe, affordable housing is acute in some regions. Public Law 88-459 (5 U.S.C.
5911) authorizes Government agencies to provide quarters and facilities to civilian employees
when conditions of employment or housing availability warrant. Constructing mobile home sites
to serve as reservation housing in areas of excessive housing costs and low rental vacancy rates
is one way of alleviating this problem.
2. NEEDS ASSESSMENT AND COMPLIANCE WITH THE NATIONAL
ENVIRONMENTAL POLICY ACT
Construction of mobile home sites may be undertaken only when the need has been clearly
identified by a survey of the availability of privately owned rental housing, including rental
mobile home sites, and approved by the Regional Director before final approval by the Assistant
Director, Administration Division.
a. Survey. Institutions considering construction of mobile home sites have a survey conducted
by a licensed appraisal firm focusing on the cost and vacancy rates of privately owned rental
housing within 20 miles of the institution. The survey includes information pertaining to
qualifying income and vacancy rates, and identifies proximity to public services, crime rate, and
other attributes of the area related to the desirability of existing rental housing.
b. Review and Approval. Survey results are forwarded to the Regional Director, who reviews
prior to submitting to the Assistant Director, Administration Division, who makes the final
approval or disapproval to proceed.
c. Compliance with the National Environmental Policy Act. After approval of the Needs
Assessment, but prior to the commitment of any resources, the proposed action must be
evaluated in accordance with the National Environmental Policy Act.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 30
d. Institution Supplement. Following final approval to proceed with a project and compliance
with the National Environmental Policy Act, an institution supplement shall be issued prior to
occupancy. At a minimum, the supplement shall include the current “Articles of Covenant”
available on the FMB page of the Bureaus intranet site, rental rate procedures, procedures for
eviction, Housing Committee procedures, ensure all operating standards are met, and annotate
construction standards exceeding those established in section three of this chapter.
3. CONSTRUCTION STANDARDS
Construction standards in this program statement are minimum standards. Any federal, state, or
local codes requiring more stringent standards, including those related to environmental
legislation, supersede these requirements. Institutions may also establish more stringent
construction requirements.
a. Construction Restrictions. No construction may take place within a 100-year flood plain, in
areas protected as wetlands (where soil conditions prohibit proper placement of mobile home
pads), or before completion of Section 106 efforts of the National Historic Preservation Act,
where applicable. The ability to anchor mobile homes to resist seismic, wind, and snow loads per
American Society of Construction Engineers (ASCE) 7-05, “Minimum Design Loads for
Buildings and Other Structures,” is mandatory.
b. Streets and Sidewalks. Streets leading to individual pads must be paved and a minimum of
20 feet wide. The width of the street is increased by 8 feet for each side where parking is
permitted. A sidewalk, minimum of 4 feet wide, is provided along the front edge of the pad. The
sidewalk connects with either the driveway (if one is provided) or the street. It is installed to
promote drainage away from the pad and prevent the ponding of water.
c. Lot Requirements. Each lot is provided with a poured concrete pad to reduce the formation
of ditches and odor buildup. The pad is sized to accept a double-wide mobile home and contains
provisions for anchoring a single-wide home. It must be at least 12 feet from the front lot line, 20
feet from the side lot lines, and 20 feet from the rear lot line, and is poured so as to prevent the
flow of storm water under the home. A driveway may be provided for each lot. It must be a
minimum of 20 feet in length and 10 feet in width, paved and constructed so as to allow for
proper drainage away from the pad.
d. Grading. Public areas, individual lots, and sidewalks are graded to control storm water
runoff and prevent ponding. These areas must comply with federal accessibility standards per the
Architectural Barriers Act (ABA).
e. Site Lighting. Adequate lighting is provided to illuminate streets, driveways, and walkways
at night. Lighting levels limitations will be included in the institution supplement, but reference
to local codes and standards is recommended.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 31
f. Services Included. Each lot is provided with water, sewer, electrical, telephone, and trash
removal services. Natural gas services are provided if available. Utilities extend upward from the
pad and are protected by a concrete collar extending a minimum of 3 inches above the pad and a
minimum of 12 inches from the outside of any conduit. Utilities must be protected from freezing.
Utilities entering the site must contain shutoffs activated by ground shaking if the site is located
in seismic zone 2 or higher as identified by the Seismic Zone Map of the United States in the
Uniform Building Code (UBC). All utilities are located underground.
g. Water Service. Water service to the site must meet National Fire Protection Association
(NFPA) requirements. Local municipal fire departments are consulted before ordering hydrants
to ensure compatibility with their equipment.
h. Sewer. Sewer lines four inches or less in diameter must have cleanout intervals no greater
than every 50 feet. Sewer lines larger than four inches have cleanout intervals no greater than
every 100 feet.
4. RENTAL RATES
Rental rates are set by the Central Office, Property Management Section, per Office of
Management and Budget (OMB) Circular A-45, revised using the Quarters Management
Information System (QMIS) and the Program Statement Property Management Manual.
5. HOUSING COMMITTEE
A Housing Committee is established per the Property Management Manual and sets criteria
for selecting tenants. The Housing Committee also ensures periodic inspections of each lot and
its surrounding area and establishes time frames for correction of deficiencies for inclusion in
each rental agreement. Owners not maintaining their homes and lots to a high standard of
appearance are notified of any deficiencies. If the owner does not correct these within a period
set by the Housing Committee, the committee, with the Warden’s approval, can terminate the
rental agreement and require removal from the premises of the mobile home and all personal
property.
6. OPERATING STANDARDS
Operating standards in this program statement are minimum standards and may be superseded by
state or local occupancy codes prescribing more stringent standards.
a. Financial Responsibility. Owners must obtain liability insurance per the institution
supplement. The owner of the mobile home is solely responsible for payment of fees and taxes
related to the home.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 32
b. Mobile Home Size and Safety. Minimum dimensions of a mobile home eligible to occupy a
pad are 50 feet in length and 10 feet in width. The institution supplement may increase these
dimensions. The mobile home must meet the Federal Manufactured Home Construction and
Safety Standards, 24 CFR 3280. A seal is affixed to a mobile home meeting 24 CFR 3280.
c. Occupancy. Pad occupancy is limited to owner-occupied mobile homes. At least one
occupant must be a current Bureau employee, under no circumstances may a mobile home be
subleased or rented. A mobile home purchased with financing is considered to be owner-occupied. The owner is solely responsible for installation and removal of the home.
d. Utility Connections. Procedures for connecting utilities are defined by the Housing
Committee. Connections must comply with local codes.
e. Parking. Parking is limited to driveways (if provided) and streets where permitted. Each lot
is limited to two passenger-carrying vehicles. Vehicles must be registered and maintained in a
safe operating condition. Exceptions are at the institution’s discretion. (See Current Articles of
Covenant Document, available on the FMB page of the Bureau’s intranet site.)
f. Accessory Building. One accessory building may be permitted at the institution’s discretion.
It must be of wood or metal construction, no more than 140 square feet in area, and located in an
area designated in the institution supplement.
g. Skirting. Skirting must be applied to the mobile home within 30 days of placement on the
pad. The skirting material must be durable, compatible with the material of the home, and allow
adequate ventilation under the home.
h. Mobility/Site Restoration. Mobile homes must be maintained in such a state that it is
capable of being removed from the property via typical movement for a home of this type. The
site must be restored to its initial condition by the owner when vacated. Accessory buildings and
similar items brought to the site are removed within seven days of vacating.
i. Firearms Prohibition. Per the Program Statement Property Management Manual,
personal firearms and/or weapons may not be kept in staff owned mobile homes located on
Bureau institution grounds. This includes all firearms and other types of weapons such as, but
not limited to, crossbows, bows, arrows, explosive devices, ammunition, or pellet guns. Persons
violating this provision may be subject to administrative discipline.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 33
REFERENCES
Program Statements
Environmental Management Systems
Factory Construction and Activation Manual - FPI
Information Security
National Occupational Safety and Health Policy
National Environment Protection Policy
National Fire Protection Policy
Property Management Manual
Records and Information Management Programs
Use of Appropriations
Acceptance of Donations
Other References
Federal Bureau of Prisons Technical Design Guidelines
Office of Management and Budget Circular A-131
Executive Order 12196 (as amended)
Executive Order 13717
Executive Order 14148
Federal Acquisition Regulation
Justice Acquisition Regulation
Other Regulations
Federal Acquisition Regulation (FAR), including 40 U.S.C. § 541-544
Code of Federal Regulations (C.F.R.)
Federal Property Management Regulations (FPMR)
Standard for Electrical Equipment Maintenance from the National Fire Protection Association
(NFPA), NFPA 70B
ANSI/ASHRAE/ACCA Standard 180, Standard Practice for Inspection and Maintenance of
Commercial Building HVAC Systems
Architectural Barriers Act (ABA) of 2006
Environmental Protection Agency (EPA) Guidelines for Air and Water Quality and applicable
state and local air and water quality environmental regulations.
National Environmental Policy Act of 1969 (as amended) (42 U.S.C. § 4321-4347)
Energy Efficiency Standards for the Design and Construction of New Federal Commercial and
Multi-Family High-Rise Residential Buildings (10 Code of Federal Regulations [CFR] Part 433)
Federal Energy Management and Planning Programs (10 CFR Part 436)
Occupational Safety and Health Standards (29 CFR Part 1910)
National Fire Protection Association’s (NFPA’s) National Fire Codes:
Life Safety Code (NFPA 101)
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 34
National Electrical Code (NFPA 70)
National Fuel Gas Code (NFPA 54)
National Fire Alarm Codes and Standards (NFPA 72)
Energy Policy Act of 2005 (P.L. 109-58)
Energy Independence and Security Act of 2007 (P.L. 110-140)
Energy Act of 2020
ACA Standards
Performance-Based Standards and Expected Practices for Adult Correctional Institutions (5th
Edition): 5-ACI-2A-01, 5-ACI-2A-02(M), 5-ACI-2E-11, 5-ACI-1A-22, 5-ACI-4A-24, 5-ACI-
3A-28, 5-ACI-2A-02(M), 5-ACI-3B-01(M), 5-ACI-3B-02(M), 5-ACI-2B-03(M), 5-ACI-3B-
04(M), 5-ACI-3B-06, 5-ACI-3B-08, 5-ACI-3B-09, 5-ACI-1B-01, 5-ACI-1B-12, 5-ACI-2C-01,
5-ACI-2C-02, 5-ACI-2C-04, 5-ACI-2C-05, 5-ACI-2C-06, 5-ACI-2C-07, 5-ACI-2C-08, 5-ACI-
2C-09, 5-ACI-2C-10, 5-ACI-2C-11, 5-ACI-2D-01, 5-ACI-2D-02, 5-ACI-2D-03, 5-ACI-2D-04,
5-ACI-2D-05, 5-ACI-2D-06, 5-ACI-2D-07, 5-ACI-2D-08, 5-ACI-2D-09, 5-ACI-2D-10, 5-ACI-
2E-02, 5-ACI-2E-03, 5-ACI-2E-04, 5-ACI-2E-05, 5-ACI-2E-06, 5-ACI-2E-07, 5-ACI-2E-08, 5-
ACI-2E-09, 5-ACI-2E-10, 5-ACI-2E-11, 5-ACI-2E-12, 5-ACI-2E-13, 5-ACI-2F-01, 5-ACI-2F-
02, 5-ACI-2F-03, 5-ACI-2G-01, 5-ACI-2G-02, 5-ACI-2G-03, 5-ACI-3A-03
Performance-Based Standards and Expected Practices for Adult Local Detention Facilities (5th
Edition): 5-ALDF-1A-05, 5-ALDF-1A-06(M), 5-ALDF-1A-09, 5-ALDF-1A-11, 5-ALDF-1A-
13, 5-ALDF-1A-15, 5-ALDF-1A-16, 5-ALDF-1A-17, 5-ALDF-1A-18, 5-ALDF-1A-19, 5-
ALDF-1A-20, 5-ALDF-1A-21, 5-ALDF-1A-22, 5-ALDF-2A-01, 5-ALDF-2A-02, 5-ALDF-2A-
06, 5-ALDF-2A-17, 5-ALDF-2A-22, 5-ALDF-2A-31, 5-ALDF-1B-01, 5-ALDF-1B-03, 5-
ALDF-1B-04, 5-ALDF-1B-05, 5-ALDF-1C-04(M), 5-ALDF-1C-07(M), 5-ALDF-1C-08M, 5-
ALDF-1C-09(M), 5-ALDF-1C-10(M), 5-ALDF-1C-11(M), 5-ALDF-1C-12, 5-ALDF-1C-13,
5-ALDF-1C-14, 5-ALDF-1C-15, 5-ALDF-7D-12, 5-ALDF-7D-14, 5-ALDF-2E-09, 5-ALDF-
4A-01, 5-ALDF-4A-02, 5-ALDF-4A-01, 5-ALDF-4A-02, 5-ALDF-4B-23, 5-ALDF-4B-08, 5-
ALDF-4B-09, 5-ALDF-5A-10, 5-ALDF-5B-01, 5-ALDF-5C-26, 5-ALDF-5B -01, 5-ALDF-6B-
01, 5-ALDF-7E-05, 5-ALDF-7D-23
Standards for the Administration of Correctional Agencies, 2nd Edition: 2-CO-2A-01, 2-CO-2A-
02, 2-CO-2B-02, 2-CO-2B-03
Records Retention Requirements
Requirements and retention guidance for records and information applicable to this program are
available in the Records and Information Disposition Schedule (RIDS) on the Bureau’s intranet
site.
4200.13 5/7/2026 PROPERTY OF US GOVERNMENT 35
History
PS 4200.13 dated 2026-05-07
Provenance
- Source
- bop.gov
- Retrieved
- 2026-09-26
- Edition
- bop-ps-2026-09-20
- Content hash
1be7341203e4dd45bb678f2fba3fe82e7d591e455d201555536b82fab6144441
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