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CMS Pub. 100-06, ch. 7, § 10.2.3.5

Monitoring

activein force · 2026-08-25 – presentas-observed

Internal control monitoring should assess the quality of performance over time and ensure that the observations and findings of audits and other reviews are

promptly resolved.

Internal control systems need to be monitored. Monitoring is a process that assesses the quality of the system's performance over time. Internal control should

generally be designed to assure that ongoing monitoring occurs in the course of normal operations. This is accomplished through ongoing monitoring activities,

separate evaluations, or a combination of the two. Ongoing monitoring includes regular management and supervisory activities, and other actions (such as

periodic reviews, reconciliations, or comparison of data) personnel take in performing their duties. The scope and frequency of separate evaluations will

depend primarily on an assessment of risks and the effectiveness of ongoing monitoring procedures.

End Sections 10.2.3.5 – Monitoring and 10.2 – GAO Standards in the Federal Government: Back to Table of Contents

History

(Rev. 308, Issued: 10-26-18 Effective: 09- 01- 18, Implementation: 11-27-18)

Provenance

Source
cms.gov
Retrieved
2026-08-25
Edition
iom-2026-08-25
Content hash
ea90c0e0c371f04d222f396ffeba07fb044de04cd50d306a790cccf9d256dbee
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