US · guidance
CMS Pub. 100-03, ch. 1, § 190.14
Human Immunodeficiency Virus (HIV) Testing (Diagnosis)
Diagnosis of HIV infection is primarily made through the use of serologic assays. These
assays take one of two forms: antibody detection assays and specific HIV antigen (p24)
procedures. The antibody assays are usually enzyme immunoassays (EIA), which are
used to confirm exposure of an individual’s immune system to specific viral antigens.
These assays may be formatted to detect HIV-1, HIV-2, or HIV-1 and 2 simultaneously,
and to detect both IgM and IgG. When the initial EIA test is repeatedly positive or
indeterminant, an alternative test is used to confirm the specificity of the antibodies to
individual viral components. The most commonly used method is the Western Blot.
The HIV-1 core antigen (p24) test detects circulating viral antigen which may be found
prior to the development of antibodies and may also be present in later stages of illness in
the form of recurrent or persistent antigenemia. Its prognostic utility in HIV infection has
been diminished as a result of development of sensitive viral RNA assays, and its primary
use today is as a routine screening tool in potential blood donors.
In several unique situations, serologic testing alone may not reliably establish an HIV
infection. This may occur because the antibody response (particularly the IgG response
detected by Western Blot) has not yet developed (that is, acute retroviral syndrome) or is
persistently equivocal because of inherent viral antigen variability. It is also an issue in
perinatal HIV infection due to transplacental passage of maternal HIV antibody. In these
situations, laboratory evidence of HIV in blood by culture, antigen assays, or proviral
DNA or viral RNA assays, is required to establish a definitive determination of HIV
infection.
Indications
Diagnostic testing to establish HIV infection may be indicated when there is a strong
clinical suspicion supported by one or more of the following clinical findings:
1. The patient has a documented, otherwise unexplained, AIDS-defining or AIDS-associated opportunistic infection.
2. The patient has another documented sexually transmitted disease, which identifies
significant risk of exposure to HIV and the potential for an early or subclinical infection.
3. The patient has documented acute or chronic hepatitis B or C infection that
identifies a significant risk of exposure to HIV and the potential for an early or
subclinical infection.
4. The patient has a documented AIDS-defining or AIDS-associated neoplasm.
5. The patient has a documented AIDS-associated neurologic disorder or otherwise
unexplained dementia.
6. The patient has another documented AIDS-defining clinical condition, or a history
of other severe, recurrent, or persistent conditions which suggest an underlying immune
deficiency (for example, cutaneous or mucosal disorders).
7. The patient has otherwise unexplained generalized signs and symptoms suggestive
of a chronic process with an underlying immune deficiency (for example, fever, weight
loss, malaise, fatigue, chronic diarrhea, failure to thrive, chronic cough, hemoptysis,
shortness of breath, or lymphadenopathy).
8. The patient has otherwise unexplained laboratory evidence of a chronic disease
process with an underlying immune deficiency (for example, anemia, leukopenia,
pancytopenia, lymphopenia, or low CD4+ lymphocyte count).
9. The patient has signs and symptoms of acute retroviral syndrome with fever,
malaise, lymphadenopathy, and skin rash.
10. The patient has documented exposure to blood or body fluids known to be capable
of transmitting HIV (for example, needle sticks and other significant blood exposures)
and antiviral therapy is initiated or anticipated to be initiated.
11. The patient is undergoing treatment for rape. (HIV testing is part of the rape
treatment protocol.)
Limitations
1. HIV antibody testing in the United States is usually performed using HIV-1 or HIV-
1/2 combination tests. HIV-2 testing is indicated if clinical circumstances suggest HIV-2
is likely (that is, compatible clinical finding and HIV-1 test negative). HIV-2 testing may
also be indicated in areas of the country where there is greater prevalence of HIV-2
infections.
2. The Western Blot test should be performed only after documentation that the initial
EIA tests are repeatedly positive or equivocal on a single sample.
3. The HIV antigen tests currently have no defined diagnostic usage.
4. Direct viral RNA detection may be performed in those situations where serologic
testing does not establish a diagnosis but strong clinical suspicion persists (for example,
acute retroviral syndrome, nonspecific serologic evidence of HIV, or perinatal HIV
infection).
5. If initial serologic tests confirm an HIV infection, repeat testing is not indicated.
6. If initial serologic tests are HIV EIA negative and there is no indication for
confirmation of infection by viral RNA detection, the interval prior to retesting is 3-6
months.
7. Testing for evidence of HIV infection using serologic methods may be medically
appropriate in situations where there is a risk of exposure to HIV.
8. The CPT Editorial Panel has issued a number of codes for infectious agent detection
by direct antigen or nucleic acid probe techniques that have not yet been developed or are
only being used on an investigational basis. Laboratory providers are advised to remain
current on FDA-approved status for these tests.
190.15 - Blood Counts
(Rev. 17, Issued: 07-02-04) (Effective/Implementation: Not Applicable)
PM AB-02-110
Blood counts are used to evaluate and diagnose diseases relating to abnormalities of the
blood or bone marrow. These include primary disorders such as anemia, leukemia,
polycythemia, thrombocytosis and thrombocytopenia. Many other conditions secondarily
affect the blood or bone marrow, including reaction to inflammation and infections,
coagulopathies, neoplasms and exposure to toxic substances. Many treatments and
therapies affect the blood or bone marrow, and blood counts may be used to monitor
treatment effects.
The complete blood count (CBC) includes a hemogram and differential white blood
count (WBC). The hemogram includes enumeration of red blood cells, white blood cells,
and platelets, as well as the determination of hemoglobin, hematocrit, and indices.
The symptoms of hematological disorders are often nonspecific, and are commonly
encountered in patients who may or may not prove to have a disorder of the blood or
bone marrow. Furthermore, many medical conditions that are not primarily due to
abnormalities of blood or bone marrow may have hematological manifestations that
result from the disease or its treatment. As a result, the CBC is one of the most
commonly indicated laboratory tests.
Inpatients with possible hematological abnormalities, it may be necessary to determine
the hemoglobin and hematocrit, to calculate the red cell indices, and to measure the
concentration of white blood cells and platelets. These measurements are usually
performed on a multichannel analyzer that measures all of the parameters on every
sample. Therefore, laboratory assessments routinely include these measurements.
Indications
Indications for a CBC or hemogram include red cell, platelet, and white cell disorders.
Examples of these indications are enumerated individually below.
1. Indications for a CBC generally include the evaluation of bone marrow dysfunction
as a result of neoplasms, therapeutic agents, exposure to toxic substances, or pregnancy.
The CBC is also useful in assessing peripheral destruction of blood cells, suspected bone
marrow failure or bone marrow infiltrate, suspected myeloproliferative, myelodysplastic,
or lymphoproliferative processes, and immune disorders.
2. Indications for hemogram or CBC related to red cell (RBC) parameters of the
hemogram include signs, symptoms, test results, illness, or disease that can be associated
with anemia or other red blood cell disorder (e.g., pallor, weakness, fatigue, weight loss,
bleeding, acute injury associated with blood loss or suspected blood loss, abnormal
menstrual bleeding, hematuria, hematemesis, hematochezia, positive fecal occult blood
test, malnutrition, vitamin deficiency, malabsorption, neuropathy, known malignancy,
presence of acute or chronic disease that may have associated anemia, coagulation or
hemostatic disorders, postural dizziness, syncope, abdominal pain, change in bowel
habits, chronic marrow hypoplasia or decreased RBC production, tachycardia, systolic
heart murmur, congestive heart failure dyspnea, angina, nailbed deformities, growth
retardation, jaundice, hepatomegaly, splenomegaly, lmphadenopathy, ulcers on the lower
extremities).
3. Indications for hemogram or CBC related to red cell (RBC) parameters of the
hemogram include signs, symptoms test results illness, or disease that can be associated
with polycythemia (for example, fever, chills, ruddy skin, conjunctival redness, cough,
wheezing, cyanosis, clubbing of the fingers, orthopnea, heart murmur, headache, vague
cognitive changes including memory changes, sleep apnea, weakness, pruritus, dizziness,
excessive sweating, visual symptoms, weight loss, massive obesity, gastrointestinal
bleeding, paresthesias, dyspnea, joint symptoms, epigastric distress, pain and erythema of
the fingers or toes, venous or arterial thrombosis, thromboembolism, myocardial
infarction, stroke, transient ischemic attacks, congenital heart disease, chronic obstructive
pulmonary disease, increased erythropoietin production associated with neoplastic, renal
or hepatic disorders, androgen or diuretic use, splenomegaly, hepatomegaly, diastolic
hypertension.)
4. Specific indication for CBC with differential count related to the WBC include signs,
symptoms, test results, illness, or disease associated with leukemia, infections or
inflammatory processes, suspected bone marrow failure or bone marrow infiltrate,
suspected myeloproliferative, myelodysplastic or lymphoproliferative disorder, use of
drugs that may cause leukopenia, and immune disorders (e.g., fever, chills, sweats, shock,
fatigue, malaise, tachycardia, tachypnea, heart murmur, seizures, alterations of
consciousness, meningismus, pain such as headache, abdominal pain, arthralgia,
odynophagia, or dysuria, redness or swelling of skin, soft tissue bone, or joint, ulcers or
the skin or mucous membranes, gangrene, mucous membrane discharge, bleeding,
thrombosis, respiratory failure, pulmonary infiltrate, jaundice, diarrhea, vomiting,
hepatomegaly, splenomegaly, lymphadenopathy, opportunistic infection such as oral
candidiasis.)
5. Specific indication for CBC related to the platelet count include signs, symptoms, test
results, illness, or disease associated with increased or decreased platelet production and
destruction, or platelet dysfunction (e.g., gastrointestinal bleeding, genitourinary tract
bleeding, bilateral epistaxis, thrombosis, ecchymosis, purpura, jaundice, petechiae, fever,
heparin therapy, suspected DIC, shock, pre-eclampsia, neonate with maternal ITP,
massive transfusions, recent platelet transfusion, cardiopulmonary bypass, hemolytic
uremic syndrome, renal diseases, lymphadenopathy, hepatomegaly, splenomegaly,
hypersplenism, neurologic abnormalities, viral or other infection, myeloproliferative,
myelodysplastic, or lymphoproliferative disorder, thrombosis, exposure to toxic agents,
excessive alcohol ingestion, autoimmune disorders (SLE, RA and other).
6. Indications for hemogram or CBC related to red cell (RBC) parameters of the
hemogram include, in addition to those already listed, thalassemia, suspected
hemoglobinopathy, lead poisoning, arsenic poisoning, and spherocytosis.]
7. Specific indications for CBC related to differential count related to the WBC include,
in addition to those already listed, storage diseases; mucopolysaccharidoses, and use of
drugs that case leukocytosis such as G-CSF or CM-CSF.
8. Specific indications for CBC related to platelet count include, in addition to those
already listed, May-Hegglin syndrome and Wiskott-Aldrich syndrome.
Limitations
1. Testing of patients who are asymptomatic, or who do not have a condition that could
be expected to result in a hematological abnormality, is screening and is not a covered
service.
2. In some circumstances it may be appropriate to perform only a hemoglobin or
hematocrit to assess the oxygen carrying capacity of the blood. When the ordering
provider requests only hemoglobin or hematocrit, the remaining components of the CBC
are not covered.
3. When a blood count is performed for an end-stage renal disease (ESRD) patient, and
is billed outside the ESRD rate, documentation of the medical necessity for the blood
count must be submitted with the claim.
4. In some patients presenting with certain signs, symptoms, or diseases, a single CBC
may be appropriate. Repeat testing may not be indicated unless abnormal results are
found, or unless there is a change in clinical condition. If repeat testing is performed, a
more descriptive diagnosis code (e.g., anemia) should be reported to support medical
necessity. However, repeat testing may be indicated where results are normal in patients
with conditions where there is a continued risk for the development of hematologic
abnormality.
190.16 - Partial Thromboplastin Time (PTT)
(Rev. 17, Issued: 07-02-04) (Effective/Implementation: Not Applicable)
PM AB-02-110
Basic plasma coagulation function is readily assessed with a few simple laboratory tests:
The PTT, prothrombin time (PT), thrombin time (TT), or a quantitative fibrinogen
determination. The PTT test is an in vitro laboratory test used to assess the intrinsic
coagulation pathway and monitor heparin therapy.
Indications
1. The PTT is most commonly used to quantitate the effect of therapeutic unfractionated
heparin and to regulate its dosing. Except during transitions between heparin and
warfarin therapy, in general both the PTT and PT are not necessary together to assess the
effect of anticoagulation therapy. PT and PTT must be justified separately.
2. A PTT may be used to assess patients with signs or symptoms of hemorrhage or
thrombosis. For example: Abnormal bleeding, hemorrhage or hematoma petechiae or
other signs of thrombocytopenia that could be dues to disseminated intravascular
coagulation; swollen extremity with or without prior trauma.
3. A PTT may be useful in evaluating patients who have a history of a condition known
to be associated with the risk of hemorrhage or thrombosis that is related to the intrinsic
coagulation pathway. Such abnormalities may be genetic or acquired. For example:
dysfibrinogenemia; afibrinogenemia (complete); acute or chronic liver dysfunction or
failure, including Wilson’s disease; hemophilia; liver disease and failure; infectious
processes; bleeding disorders; disseminated intravascular coagulation; lupus
erythematosus or other conditions associated with circulating inhibitors e.g., factor VIII
inhibitor, lupus-like anticoagulant; sepsis; vonWillebrand’s disease; arterial and venous
thrombosis, including the evaluation of hypercoagulable states; clinical conditions
associated with nephrosis or renal failure; other acquired and congenital coagulopathies
as well as thrombotic states.
4. A PTT may be used to assess the risk of thrombosis or hemorrhage in patients who
are going to have a medical intervention known to be associated with increased risk of
bleeding or thrombosis. An example is as follows: evaluation prior to invasive
procedures or operations of patients with personal or family history of bleeding or who
are on heparin therapy.
Limitations
1. The PTT is not useful in monitoring the effects of warfarin on a patient’s coagulation
routinely. However, a PTT may be ordered on a patient being treated with warfarin as
heparin therapy is being discontinued. A PTT may also be indicated when the PT is
markedly prolonged due to warfarin toxicity.
2. The need to repeat this test is determined by changes in the underlying medical
condition and/or dosing of heparin.
3. Testing prior to any medical intervention associated with a risk of bleeding and
thrombosis (other than thrombolytic therapy) will generally be considered medically
necessary only where there are signs or symptoms of a bleeding or thrombotic
abnormality or a personal history of bleeding, thrombosis or a condition associated with a
coagulopathy. Hospital/clinical-specific policies, protocols, etc., in and of themselves,
cannot alone justify coverage.
190.17 - Prothrombin Time (PT)
(Rev. 17, Issued: 07-02-04) (Effective/Implementation: Not Applicable)
PM AB-02-110
Basic plasma coagulation function is readily assessed with a few simple laboratory tests:
the partial thromboplastin time (PTT), PT, thrombin time, or a quantitative fibrinogen
determination. The PT test is one in-vitro laboratory test used to assess coagulation.
While the PTT assesses the intrinsic limb of the coagulation system, the PT assesses the
extrinsic or tissue factor dependent pathway. Both tests also evaluate the common
coagulation pathway involving all the reactions that occur after the activation of factor X.
Extrinsic pathway factors are produced in the liver and their production is dependent on
adequate vitamin K activity. Deficiencies of factors may be related to decreased
production of increased consumption of coagulation factors. The PR/INR is most
commonly used to measure the effect of warfarin and regulate its dosing. Warfarin
blocks the effect of vitamin K on hepatic production of extrinsic pathway factors.
A PT is expressed in seconds and/or as an international normalized ration (INR). The
INR is the PT ration that would result if the WHO reference thromboplastin had been
used in performing the test.
Current medical information does not clarify the role of laboratory PT testing in patients
who are self monitoring. Therefore, the indications for testing apply regardless of
whether or not the patient is also PT self-testing.
Indications
1. A PT may be used to assess patients taking warfarin. The PT is generally not useful
in monitoring patients receiving heparin who are not taking warfarin.
2. A PT may be used to assess patients with signs or symptoms of abnormal bleeding or
thrombosis. For example: swollen extremity with or without prior trauma; unexplained
bruising; abnormal bleeding, hemorrhage, or hematoma; petechiae or other signs or
thrombocytopenia that could be due to disseminated intravascular coagulation.
3. A PT may be useful in evaluating patients who have a history of a condition known to
be associated with the risk of bleeding or thrombosis that is related to the extrinsic
coagulation pathway. Such abnormalities may be genetic or acquires. For example:
dysfibrinogenemia; afibrinogenemia (complete); acute or chronic liver dysfunction or
failure, including Wilson’s disease and hemochromatosis; disseminated intravascular
coagulation (DIC); congenital and acquired deficiencies of factors II, V, VII, X; vitamin
K deficiency; lupus erythematosus; hypercoagulable state; paraproteinemia; lymphoma;
amyloidosis; acute and chronic leukemias; plasma cell dyscrasia; HIV infection;
malignant neoplasms; hemorrhagic fever; salicylate poisoning; obstructive jaundice;
intestinal fistula; malabsorption syndrome; colitis; chronic diarrhea; presence of
peripheral venous or arterial thrombosis or pulmonary emboli or myocardial infarction;
patients with bleeding or clotting tendencies; organ transplantation; presence of
circulating coagulation inhibitors.
4. APT may be used to assess the risk of hemorrhage or thrombosis in patients who are
going to have a medical intervention known to be associated with increased risk of
bleeding or thrombosis. For example: evaluation prior to invasive procedures or
operations of patients with personal history of bleeding of a condition associated with
coagulopathy; prior to the use of thrombolytic medication.
Limitations
1. When an ESRD patient is tested for PT, testing more frequently than weekly requires
documentation of medical necessity, e.g., other than chronic renal failure or renal failure
unspecified.
2. The need to repeat this test is determined by changes in the underlying medical
condition and/or the dosing of warfarin. In a patient on stable warfarin therapy, it is
ordinarily not necessary to repeat testing more than every two to three weeks. When
testing is performed to evaluate a patient with signs or symptoms of abnormal bleeding or
thrombosis and the initial test result is normal, it is ordinarily not necessary to repeat
testing unless there is a change in the patient’s medical status.
3. Since the INR is a calculation, it will not be paid in addition to the PT when
expressed in seconds, and is considered part of the conventional PT test.
4. Testing prior to any medical intervention associated with a risk of bleeding and
thrombosis (other that thrombolytic therapy) will generally be considered medically
necessary only where there are signs or symptoms of a bleeding or thrombotic
abnormality of a personal history of bleeding, thrombosis or a condition associated with a
coagulopathy. Hospital/clinic-specific policies, protocols, etc., in and of themselves,
cannot alone justify coverage.
190.18 - Serum Iron Studies
(Rev. 17, Issued: 07-02-04) (Effective/Implementation: Not Applicable)
PM AB-02-110
Serum iron studies are useful in the evaluation of disorders of iron metabolism,
particularly iron deficiency and iron excess. Iron studies are best performed when the
patients is fasting in the morning and has abstained form medications that may influence
iron balance.
Iron deficiency is the most common cause of anemia. In young children on a milk diet,
iron deficiency is often secondary to dietary deficiency. In adults, iron deficiency is
usually the result of blood loss and is only occasionally secondary to dietary deficiency or
malabsorption.
Following major surgery the patient may have iron deficient erythropoiesis for months or
years if adequate iron replacement has not been given. High doses of supplemental iron
may cause the serum iron to be elevated. Serum iron may also be altered in acute and
chronic inflammatory and neoplastic conditions.
Total iron binding capacity (TIBC) is an indirect measure of transferring, a protein that
binds and transports iron. TIBC quantifies transferring by the amount of iron that it can
bind. TIBC and transferrin are elevated in iron deficiency, and with oral contraceptive
use, and during pregnancy. TIBC and transferrin may be decreased in malabsorption
syndromes or in those affected with chronic diseases. The percent saturation represents
the ratio of iron to the TIBC.
Assays for ferritin are also useful in assessing iron balance. Low concentrations are
associated with iron deficiency and are highly specific. High concentrations are found in
hemosiderosis (iron overload without associated tissue injury) and hemochromatosis
(iron overload with associated tissue injury). In these conditions the iron is elevated, the
TIBC and transferring are within the reference range or low, and the percent saturation is
elevated. Serum ferritin can be useful for both initiating and monitoring treatment for
iron overload.
Transferrin and ferritin belong to a group of serum proteins known as acute phase
reactants, and are increased in response to stressful or inflammatory conditions and also
can occur with infection and tissue injury due to surgery, trauma or necrosis. Ferritin and
iron/TIBC (or transferrin) are affected by acute and chronic inflammatory conditions, and
in patients with these disorders, tests of iron status may be difficult to interpret.
Indications
1. Ferritin, iron and either iron binding capacity or transferrin are useful in the
differential diagnosis or iron deficiency, anemia and for iron overload conditions.
a. The following presentations are examples that may support the use of these
studies for elevating iron deficiency: Certain abnormal blood count values (i.e.,
decreased mean corpuscular volume (MCV), decreased hemoglobin/hematocrit when the
MCV is low or normal, or increased red cell distribution with width (RDW) and low or
normal MCV); abnormal appetite (pica); acute or chronic gastrointestinal blood loss;
hematuria; menorrhagia; malabsorption; status post-gastrectomy; status port-
gastrojejunostomy; malnutrition; preoperative autologous blood collection(s); malignant,
chronic inflammatory and infectious conditions associated with anemia which may
present in a similar manner to iron deficiency anemia; following a significant surgical
procedure where blood loss had occurred and had not been repaired with adequate iron
replacement.
b. The following presentations are example that may support the se of these
studies for evaluating iron overload: chronic hepatitis; diabetes; hyperpigmentation of
skin; arthropathy; cirrhosis; hypogonadism; hypopituitarism; impaired porphyrin
metabolism; heart failure; multiple transfusions; sideroblastic anemia; thalassemia major;
cardiomyopathy, cardiac dysrhythmias and conduction disturbances.
2. Follow-up testing may be appropriate to monitor response to therapy, e.g., oral
or parenteral iron, ascorbic acid, and erythropoietin.
3. Iron studies may be appropriate in patients after treatment for other nutritional
deficiency anemia, such as folate and vitamin B12, because iron deficiency may not be
revealed until such a nutritional deficiency is treated.
4. Serum ferritin may be appropriate for monitoring iron status in patients with
chronic renal disease with or without dialysis.
5. Serum iron may also be indicated for evaluation of toxic effects of iron and
other metals (e.g., nickel, cadmium, aluminum, lead) whether due to accidental,
intentional exposure or metabolic causes.
Limitations
1. Iron studies should be used to diagnose and manage iron deficiency or ion overload
states. These tests are not to be used solely to assess acute phase reactants where disease
management will be unchanged. For example, infections and malignancies are associated
with elevations in acute phase reactants such as ferritin, and decreases in serum iron
concentration, but iron studies would only be medically necessary if results or iron
studies might alter the management of the primary diagnosis or might warrant direct
treatment of an iron disorder or condition.
2. If a normal serum ferritin level is documented, repeat testing would not ordinarily be
medically necessary unless there is a change in the patient’s condition, and ferritin
assessment is needed for the ongoing management of the patient. For example, a patient
presents with new onset insulin-dependent diabetes mellitus and has a serum ferritin level
performed for the suspicion of hemochromatosis. If the ferritin level is normal, the repeat
ferritin for diabetes mellitus would not be medically necessary.
3. When an end stage renal disease (ESRD) patient is tested for ferritin, testing more
frequently than every three months requires documentation of medical necessity (e.g.,
other than chronic renal failure or renal failure, unspecified).
4. It is ordinarily not necessary to measure both transferring and TIBC at the same time
because TIBC is an indirect measure of transferrin. When transferrin is ordered as part of
the nutritional assessment for evaluating malnutrition, it is not necessary to order other
iron studies unless iron deficiency or iron overload is suspected as well.
5. It is not ordinarily necessary to measure both iron/TIBC (or transferrin) and ferritin in
initial patient testing. If clinically indicated after evaluation of the initial iron studies, it
may be appropriate to perform additional iron studies either on the initial specimen of on
a subsequently obtained specimen. After a diagnosis of iron deficiency or iron overload
is established, either iron/TIBC (or transferring) or ferritin may be medically necessary
for monitoring, but not both.
6. It would not ordinarily be considered medically necessary to do a ferritin as a
preoperative test except in the presence of anemia or recent autologous blood collections
prior to the surgery.
190.19 - Collagen Crosslinks, Any Method
(Rev. 17, Issued: 07-02-04) (Effective/Implementation: Not Applicable)
PM AB-02-110
Collagen crosslinks, part of the matrix of bone upon which bone mineral is deposited, are
biochemical markers the excretion of which provides a quantitative measurement of bone
resorption. Elevated levels of urinary collagen crosslinks indicate elevated bone
resorption. Elevated bone resorption contributes to age-related and postmenopausal loss
of bone leading to osteoporosis and increased risk of fracture. The collagen crosslinks
assay can be performed by immunoassay or by high performance liquid chromatography
(HPLC). Collagen crosslink immunoassays measure the pyridinoline crosslinks and
associated telopeptides in urine.
Bone is constantly undergoing a metabolic process called turnover or remodeling. This
includes a degradation process, bone resorption, mediated by the action of osteoclasts,
and a building process, bone formation, mediated by the action of osteoblasts.
Remodeling is required for the maintenance and overall health of bone and is tightly
coupled; that is, resorption and formation must be in balance. In abnormal states of bone
remodeling, when resorption exceeds formation, it results in a net loss of bone. The
measurement of specific, bone-derived resorption products provides analytical data about
the rate of bone resorption.
Osteoporosis is a condition characterized by low bone mass and structural deterioration
of bone tissue, leading to bone fragility and an increased susceptibility to fractures of the
hip, spine, and wrist. The term primary osteoporosis is applied where the causal factor in
the disease is menopause or aging. The term secondary osteoporosis is applied where the
causal factor is something other than menopause or aging, such as long-term
administration of glucocorticosteroids, endocrine-related disorders (other than loss of
estrogen due to menopause), and certain bone diseases such as cancer of the bone.
With respect to quantifying bone resorption, collagen crosslink tests can provide adjunct
diagnostic information in concert with bone mass measurements. Bone mass
measurements and biochemical markers may have complementary roles to play in
assessing effectiveness of osteoporosis treatment. Proper management of osteoporosis
patients, who are on long-term therapeutic regimens, may include laboratory testing of
biochemical markers of bone turnover, such as collagen crosslinks, that provide a profile
of bone turnover responses within weeks of therapy. Changes in collagen crosslinks are
determined following commencement of antiresorptive therapy. These can be measured
over a shorter time interval, such as three months, when compared to bone mass density.
If bone resorption is not elevated, repeat testing is not medically necessary.
Indications
Generally speaking, collagen crosslink testing is useful mostly in “fast losers” of bone.
The age when these bone markers can help direct therapy is often pre-Medicare. By the
time a fast loser of bone reaches age 65, she will most likely have been stabilized by
appropriate therapy or have lost so much bone mass that further testing is useless.
Coverage for bone marker assays may be established, however, for younger Medicare
beneficiaries and for those men and women who might become fast losers because of
some other therapy such as glucocorticoids. Safeguards should be incorporated to
prevent excessive use of tests in patients for whom they have no clinical relevance.
Collagen crosslinks testing is used to:
1. Identify individuals with elevated bone resorption, who have osteoporosis in whom
response to treatment is being monitored.
2. Predict response (as assessed by bone mass measurements) to FDA approved
antiresorptive therapy in postmenopausal women.
3. Assess response to treatment of patients with osteoporosis, Paget’s disease or the
bone, or risk for osteoporosis where treatment may include FDA approved antiresorptive
agents, anti-estrogens or selective estrogens receptor moderators.
Limitations
Because of significant specimen to specimen collagen crosslink physiologic variability
(15-20 percent), current recommendations for appropriate utilization include: one or two
base-line assays from specified urine collections on separate days; followed by a repeat
assay about 3 months after starting anti-resorptive therapy; followed by a repeat assay in
12 months after the 3-month assay; and thereafter not more than annually, unless there is
a change in therapy in which circumstance an additional test may be indicated 3 months
after the initiation of new therapy.
Some collagen crosslink assays may not be appropriate for use in some disorders,
according to FDA labeling restrictions.
History
(Rev. 131, Issued: 02-23-11, Effective: 12-08-09, Implementation: 07-06-10)
Provenance
- Source
- cms.gov
- Retrieved
- 2026-08-25
- Edition
- iom-2026-08-25
- Content hash
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