US · guidance
CMS Pub. 100-03, ch. 1, § 110.21
Erythropoiesis Stimulating Agents (ESAs) in Cancer and Related Neoplastic
Conditions
(Rev. 173, Issued: 09-04-14, Effective: Upon Implementation: of ICD-10, Implementation: Upon Implementation of ICD-10)
A. General
Erythropoiesis stimulating agents (ESAs) stimulate the bone marrow to make more red blood cells and are
United States Food and Drug Administration (FDA) approved for use in reducing the need for blood
transfusion in patients with specific clinical indications. The FDA has issued alerts and warnings for ESAs
administered for a number of clinical conditions, including cancer. Published studies report a higher risk of
serious and life-threatening events associated with oncologic uses of ESAs.
B. Nationally Covered Indications
ESA treatment for the anemia secondary to myelosuppressive anticancer chemotherapy in solid tumors,
multiple myeloma, lymphoma, and lymphocytic leukemia is only reasonable and necessary under the
following specified conditions:
• The hemoglobin level immediately prior to initiation or maintenance of ESA treatment is <10 g/dL (or
the hematocrit is <30%).
• The starting dose for ESA treatment is the recommended FDA label starting dose, no more than 150
U/kg/3 times weekly for epoetin and 2.25 mcg/kg/1 time weekly for darbepoetin alpha. Equivalent doses
may be given over other approved time periods.
• Maintenance of ESA therapy is the starting dose if the hemoglobin level remains below 10g/dL (or
hematocrit is <30%) 4 weeks after initiation of therapy and the rise in hemoglobin is >1g/dL (hematocrit
>3%);
• For patients whose hemoglobin rises <1g/dl (hematocrit rise <3%) compared to pretreatment baseline
over 4 weeks of treatment and whose hemoglobin level remains <10g/dL after the 4 weeks of treatment
(or the hematocrit is <30%), the recommended FDA label starting dose may be increased once by 25%.
Continued use of the drug is not reasonable and necessary if the hemoglobin rises <1g/dl (hematocrit rise
<3%) compared to pretreatment baseline by 8 weeks of treatment.
• Continued administration of the drug is not reasonable and necessary if there is a rapid rise in
hemoglobin >1g/dl (hematocrit >3%) over 2 weeks of treatment unless the hemoglobin remains below or
subsequently falls to <10g/dL (or the hematocrit is <30%). Continuation and reinstitution of ESA
therapy must include a dose reduction of 25% from the previously administered dose.
• ESA treatment duration for each course of chemotherapy includes the 8 weeks following the final dose
of myelosuppressive chemotherapy in a chemotherapy regimen.
C. Nationally Non-Covered Indications
ESA treatment is not reasonable and necessary for beneficiaries with certain clinical conditions, either
because of a deleterious effect of the ESA on their underlying disease or because the underlying disease
increases their risk of adverse effects related to ESA use. These conditions include:
• Any anemia in cancer or cancer treatment patients due to folate deficiency, B-12 deficiency, iron
deficiency, hemolysis, bleeding, or bone marrow fibrosis;
• The anemia associated with the treatment of acute and chronic myelogenous leukemias (CML,
AML), or erythroid cancers;
• The anemia of cancer not related to cancer treatment;
• Any anemia associated only with radiotherapy;
• Prophylactic use to prevent chemotherapy-induced anemia;
• Prophylactic use to reduce tumor hypoxia;
• Patients with erythropoietin-type resistance due to neutralizing antibodies; and
• Anemia due to cancer treatment if patients have uncontrolled hypertension.
D. Other
Local A/B MACs may continue to make reasonable and necessary determinations on all other uses of ESAs
not specified in this National Coverage Determination.
See the Medicare Benefit Policy Manual, chapter 11, section 90 and chapter 15, section 50.5.2 for coverage
of ESAs for end-stage renal disease-related anemia.
History
(Rev. 173, Issued: 09-04-14, Effective: Upon Implementation: of ICD-10, Implementation: Upon Implementation of ICD-10)
Provenance
- Source
- cms.gov
- Retrieved
- 2026-08-25
- Edition
- iom-2026-08-25
- Content hash
20bd58f41c9a3cdbf7a6d632b9c4cbab1b9eb3ff10b69ebd7a3eb2bae4b9306b
The link goes to the issuing authority’s own document — the one we read to produce this record. Where a source publishes whole titles rather than sections, your browser may need a moment to jump to the provision.
Unofficial copy of government-published law, reproduced from official sources with full provenance. Not an official publication; verify against official sources before relying on it in a filing. Records in the 'guidance' corpus, and only that corpus, are sub-regulatory (interpretive guidelines, survey procedures) and are not binding law. Validity bounds follow each jurisdiction's declared temporalBasis.