RI · rules

R.I. Sup. Ct. R. Art. V, R. 8.3

Reporting professional misconduct

activein force · 2023-10-01 – presentact-effective-date

(a) A lawyer who knows that

another lawyer has committed a violation of the Rules of Professional Conduct that

raises a substantial question as to that lawyer's honesty, trustworthiness or fitness as a

lawyer in other respects, shall inform the appropriate professional authority.

(b) A lawyer who knows that a judge has committed a violation of applicable rules

of judicial conduct that raises a substantial question as to the judge's fitness for office

shall inform the appropriate authority.

Rule 1.6.

(d) This rule shall not apply to members of the Confidential Assistance Committee

("the committee") of the Rhode Island Bar Association ("the Association") regarding

information received in their capacity as Committee members, acting in good faith,

unless it appears to the members that the attorney in question is failing to desist from

the violation or is failing to cooperate with a program of assistance to which the

attorney has agreed, or is engaged in the perpetration of fraud or embezzlement, or

when disclosure is required to protect the public from substantial harm.

(e) Except as provided by the preceding subsection (d), no information received,

gathered or maintained by the Committee, or by an employee of the Association in

connection with the work of the Committee, may be disclosed to any person or be

subject to discovery or subpoena in any administrative or judicial proceeding, except

upon the express written release of the subject attorney, or by order of a court of

competent jurisdiction. However, the Committee may refer any attorney to a

professional assistance entity, and may, in good faith, communicate information to

the entity in connection with the referral. If information obtained by a member of the

Committee or an employee of the Association gives rise to reasonable suspicion of a

direct threat to the health or safety of the subject attorney or other person, then the

obligation of confidentiality set forth in this subsection (e) shall not apply, and the

Committee member or Association employee may make such communications as are

necessary for the purpose of avoiding or preventing the threat.

(f) Members of the Committee shall be immune from civil liability for actions

taken in good faith in the course of performing their duties.

History

[1] Self-regulation of the legal profession requires that members of the profession initiate disciplinary investigation when they know of a violation of the Rules of Professional Conduct. Lawyers have a similar obligation with respect to judicial misconduct. An apparently isolated violation may indicate a pattern of misconduct that only a disciplinary investigation can uncover. Reporting a violation is especially important where the victim is unlikely to discover the offense. [2] A report about misconduct is not required where it would involve violation of Rule 1.6. However, a lawyer should encourage a client to consent to disclosure where prosecution would not substantially prejudice the client's interests. [3] If a lawyer were obliged to report every violation of the Rules, the failure to report any violation would itself be a professional offense. Such a requirement existed in many jurisdictions but proved to be unenforceable. This Rule limits the reporting obligation to those offenses that a self-regulating profession must vigorously endeavor to prevent. A measure of judgment is, therefore, required in complying with the provisions of this Rule. The term "substantial" refers to the seriousness of the possible offense and not the quantum of evidence of which the lawyer is aware. A report should be made to the disciplinary counsel unless some other agency, such as a peer review agency, is more appropriate in the circumstances. Similar considerations apply to the reporting of judicial misconduct. [4] The duty to report professional misconduct does not apply to a lawyer retained to represent a lawyer whose professional conduct is in question. Such a situation is governed by the Rules applicable to the client-lawyer relationship.

Provenance

Source: courts.ri.gov
Retrieved: 2026-09-24
Edition: 2026-09-24
Content hash: 8dd63bdaa372e458d93bd2791fa6b2349750efe7b16b35625f33eb69b13d1fd1

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