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R.I. Sup. Ct. R. Art. III, R. 5

Disciplinary Counsel

activein force · 2023-11-01 – presentact-effective-date

(a) This Court shall appoint a Chief

Disciplinary Counsel (hereinafter referred to as "Counsel") and such assistants and

staff as may from time to time be required to properly perform the functions

hereinafter prescribed.

(b) Counsel shall have the power and duty:

(1) to investigate all matters involving alleged misconduct which come to

his/her attention whether by complaint or otherwise;

(2) to recommend to the Board the disposition of all matters involving alleged

misconduct by dismissal or the prosecution of formal charges. Except in matters

requiring dismissal because the complaint is frivolous on its face or falls outside

the Board's jurisdiction, no disposition shall be recommended by Counsel until the

respondent-attorney shall have been afforded the opportunity to state his/her

position with respect to the allegations against him/her;

(3) to prosecute all disciplinary proceedings before the Board;

(4) to appear at hearings before this Court with respect to motions for

reinstatement by suspended or disbarred attorneys, to cross-examine witnesses

testifying in support of the motion and to marshal available evidence, if any, in

opposition thereto;

(5) to take such steps as may be necessary to ascertain and to inform this Court

whenever an attorney has been declared incompetent or committed on the grounds

of incompetency or disability; and

(6) to petition the court for immediate suspension prior to a hearing pursuant to

Rule 6(b) when it is necessary for the public's protection;

(7) to maintain records of all matters processed and the disposition thereof,

subject to the following provisions:

(i) All files relating to a complaint terminated by a dismissal or by dismissal

with a letter of suggestion shall be expunged from the files of the Disciplinary

Counsel after the expiration of seven (7) years from the date of the dismissal;

(ii) All files relating to a complaint terminated by a dismissal with a letter of

admonition shall be expunged from the files of the Disciplinary Counsel after the

expiration of ten (10) years, so long as there has been no intervening disciplinary

action taken with reference to the attorney and there is no complaint then pending

against the attorney;

(iii) Upon written application to the Board, for good cause shown and with

written notice to the attorney in question, who shall be given an opportunity to be

heard, the Office of Disciplinary Counsel may request that records which would

otherwise be expunged under this Rule, be retained for such additional periods of

time as the Board deems appropriate. The Office of Disciplinary Counsel may seek

further extensions of the period for which retention of the records is authorized

whenever a previous application has been granted;

(iv) The term expunge shall mean that all files or other evidence of the

existence of the complaint shall be destroyed, except that the Disciplinary Counsel

may keep a docket showing the names of each respondent and complainant, the

final disposition, and the date all files relating to the matter were expunged; and,

(v) After a disciplinary file has been expunged, any communication from the

Disciplinary Board or Disciplinary Counsel responding to an inquiry regarding the

existence of any disciplinary history of an attorney shall not disclose the existence

of any expunged record.

(8) to require a respondent-attorney to undergo a physical or psychiatric

examination or evaluation, if counsel has reason to believe that allegations of

misconduct against a respondent-attorney are related to substance abuse or mental

health problems;

(9) to advise respondent-attorneys of the availability of the Confidential

Assistance Committee of the Rhode Island Bar Association and in appropriate

instances, to refer respondent-attorneys to that Committee for evaluation by the

Employees' Assistance Program.

Provenance

Source
courts.ri.gov
Retrieved
2026-09-24
Edition
2026-09-24
Content hash
9f50aa82ea4f01a978f538d7d0bc39f7757665a9c2a24d5deb48f9c7026732b7
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R.I. Sup. Ct. R. Art. III, R. 5 — Disciplinary Counsel · binding.law