RI · rules
R.I. Sup. Ct. R. Art. III, R. 5
Disciplinary Counsel
(a) This Court shall appoint a Chief
Disciplinary Counsel (hereinafter referred to as "Counsel") and such assistants and
staff as may from time to time be required to properly perform the functions
hereinafter prescribed.
(b) Counsel shall have the power and duty:
(1) to investigate all matters involving alleged misconduct which come to
his/her attention whether by complaint or otherwise;
(2) to recommend to the Board the disposition of all matters involving alleged
misconduct by dismissal or the prosecution of formal charges. Except in matters
requiring dismissal because the complaint is frivolous on its face or falls outside
the Board's jurisdiction, no disposition shall be recommended by Counsel until the
respondent-attorney shall have been afforded the opportunity to state his/her
position with respect to the allegations against him/her;
(3) to prosecute all disciplinary proceedings before the Board;
(4) to appear at hearings before this Court with respect to motions for
reinstatement by suspended or disbarred attorneys, to cross-examine witnesses
testifying in support of the motion and to marshal available evidence, if any, in
opposition thereto;
(5) to take such steps as may be necessary to ascertain and to inform this Court
whenever an attorney has been declared incompetent or committed on the grounds
of incompetency or disability; and
(6) to petition the court for immediate suspension prior to a hearing pursuant to
Rule 6(b) when it is necessary for the public's protection;
(7) to maintain records of all matters processed and the disposition thereof,
subject to the following provisions:
(i) All files relating to a complaint terminated by a dismissal or by dismissal
with a letter of suggestion shall be expunged from the files of the Disciplinary
Counsel after the expiration of seven (7) years from the date of the dismissal;
(ii) All files relating to a complaint terminated by a dismissal with a letter of
admonition shall be expunged from the files of the Disciplinary Counsel after the
expiration of ten (10) years, so long as there has been no intervening disciplinary
action taken with reference to the attorney and there is no complaint then pending
against the attorney;
(iii) Upon written application to the Board, for good cause shown and with
written notice to the attorney in question, who shall be given an opportunity to be
heard, the Office of Disciplinary Counsel may request that records which would
otherwise be expunged under this Rule, be retained for such additional periods of
time as the Board deems appropriate. The Office of Disciplinary Counsel may seek
further extensions of the period for which retention of the records is authorized
whenever a previous application has been granted;
(iv) The term expunge shall mean that all files or other evidence of the
existence of the complaint shall be destroyed, except that the Disciplinary Counsel
may keep a docket showing the names of each respondent and complainant, the
final disposition, and the date all files relating to the matter were expunged; and,
(v) After a disciplinary file has been expunged, any communication from the
Disciplinary Board or Disciplinary Counsel responding to an inquiry regarding the
existence of any disciplinary history of an attorney shall not disclose the existence
of any expunged record.
(8) to require a respondent-attorney to undergo a physical or psychiatric
examination or evaluation, if counsel has reason to believe that allegations of
misconduct against a respondent-attorney are related to substance abuse or mental
health problems;
(9) to advise respondent-attorneys of the availability of the Confidential
Assistance Committee of the Rhode Island Bar Association and in appropriate
instances, to refer respondent-attorneys to that Committee for evaluation by the
Employees' Assistance Program.
Provenance
- Source
- courts.ri.gov
- Retrieved
- 2026-09-24
- Edition
- 2026-09-24
- Content hash
9f50aa82ea4f01a978f538d7d0bc39f7757665a9c2a24d5deb48f9c7026732b7
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