NY · rules
22 NYCRR 154.6
Initial Public Offerings
When a covered person, or his or her firm, has provided legal representation to a client with respect to an initial public offering, and federal law or regulations restrict the disclosure of information relating to such work, the covered person shall deliver electronically, in a manner set forth by OCA, a signed written statement, disclosing the identity of the client and the services relating to the initial public offering.
History
2015: 154 > Added on Dec. 31 (order: https://www.nycourts.gov/LegacyPDFS/rules/chiefadmin/AO-326-15.pdf)
Provenance
- Source
- nycourts.gov
- Retrieved
- 2026-09-17
- Edition
- 2026-09-16
- Content hash
640a6e4534682bd0f0c903df9de67ee1cc9dce9500fb926edd3e734c2bf1b993
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