NC · jury_instructions
N.C.P.I.—Crim. 150.10
DEATH PENALTY - INSTRUCTIONS TO JURY AT SEPARATE SENTENCING PROCEEDING.
NOTE WELL: This instruction and the verdict form
which follows include changes required by Enmund v.
Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140
(1982), Cabana v. Bullock, 474 U.S. 376, 106 S.Ct. 689,
88 L.Ed.2d 704 (1986) and Tison v. Arizona, 481 U.S.
137 (1987), which held that the death penalty may not
constitutionally be adjudged against a defendant
convicted of first degree felony murder, if that
defendant personally did not kill or attempt to kill, or
intend to kill the victim or intend that deadly force
would be used in the course of the felony, or was a
major participant in the underlying felony and exhibited
reckless indifference to human life. The designation of
the first issue as One-A has been made to simplify the
numbers of the remaining issues. Also included are the
changes required by McKoy v. North Carolina, 494 U.S.
433, 110 S.Ct. 1227, 108 L.Ed.2d 369 (1990).
Members of the Jury, [having found the defendant guilty of] [the
defendant having pled guilty to]1 murder in the first degree [and the
defendant having been determined by you not to have an intellectual
disability], it is now your duty to recommend to the Court whether the
defendant should be sentenced to death or to life imprisonment [(without
parole.) (A sentence of life imprisonment means a sentence of life
without parole.)2 Your recommendation will be binding upon the Court. If
you unanimously recommend that the defendant be sentenced to death,
the Court will impose a sentence of death. If you unanimously
recommend a sentence of life imprisonment, the Court will impose a
sentence of life imprisonment.3
All of the evidence relevant to your recommendation has been
presented. (There is no requirement to resubmit, during the sentencing
proceeding, any evidence which was submitted during the guilt phase of
this case. All of the evidence which you hear in both phases of the case
is competent for your consideration in recommending punishment,)4
(including evidence of intellectual disability of the defendant; that is, you
may consider any evidence of intellectual disability when determining
aggravating and mitigating circumstances and your sentence
recommendation).5
It is now your duty to decide, from all the evidence presented (in
both phases),6 what the facts are. You must then apply the law which I
am about to give you concerning punishment to those facts. It is
absolutely necessary that you understand and apply the law as I give it
to you, and not as you think it is, or might like it to be. This is important,
because justice requires that everyone who is sentenced for first degree
murder have the sentence recommendation determined in the same
manner, and have the same law applied to him or her.
You are the sole judges of the credibility of each witness. You must
decide for yourselves whether to believe the testimony of any witness.
You may believe all, or any part, or none of what a witness has said on
the stand.
In determining whether to believe any witness, you should apply
the same tests of truthfulness which you apply in your everyday affairs.
As applied to this trial, these tests may include: the opportunity of the
witness to see, hear, know or remember the facts or occurrences about
which the witness testified; the manner and appearance of the witness;
any interest, bias, or prejudice the witness may have; the apparent
understanding and fairness of the witness, whether the witness’s
testimony is reasonable; and whether the witness’s testimony is
consistent with other believable evidence in the case.
You are the sole judges of the weight to be given any evidence. By
this I mean, if you decide that certain evidence is believable you must
then determine the importance of that evidence in light of all other
believable evidence in the case.
NOTE WELL: If there is no evidence that any person(s)
other than defendant participated in the killing, the
Enmund case does not apply, and the first element of
proof set out below should not be given. If there is
evidence that defendant may not have been involved in
the killing (except for the fact that he was guilty of the
underlying felony) the first element of proof should be
included.
For you to recommend that the defendant be sentenced to death,
the State must prove [three] [four] things beyond a reasonable doubt.7 A
reasonable doubt is a doubt based on reason and common sense, arising
out of some or all of the evidence that has been presented, or lack or
insufficiency of the evidence, as the case may be. Proof beyond a
reasonable doubt is proof that fully satisfies or entirely convinces you of
each of the following things:
[First,8 that the defendant himself/herself:
[a. Killed or attempted to kill the victim;] (or)
[b. Intended to kill the victim;] (or)
[c. Intended that deadly force would be used in the course of the
felony.] (or)
[d. Was a major participant in the underlying felony and exhibited
reckless indifference to human life.]]9
[First] [Second], that one or more aggravating circumstances
existed; [Second] [Third], that the mitigating circumstances are
insufficient to outweigh any aggravating circumstances you have found.10
And [Third] [Fourth], that any aggravating circumstances you have
found are sufficiently substantial to call for the imposition of the death
penalty when considered with any mitigating circumstances.
If you unanimously find all [three] [four] of these things beyond a
reasonable doubt, it would be your duty to recommend that the
defendant be sentenced to death.11 On the other hand, if you
unanimously find that one or more of these [three] [four] things has not
been proven beyond a reasonable doubt, it would be your duty to
recommend that the defendant be sentenced to life imprisonment.12
When you retire to deliberate your recommendation as to
punishment, you will take with you a form entitled, “Issues and
Recommendation as to Punishment.” This form contains a written list of
[four] [five] issues, [four of which relate] [relating] to aggravating and
mitigating circumstances. I will now take up these [four] [five] issues
with you in greater detail, one by one. To enable you to follow me more
easily, the bailiff will now give each of you a copy of the form entitled
“Issues and Recommendation as to Punishment,” which you will take with
you when you retire to deliberate. Do not read ahead on this form, but
refer to it as I instruct you on the law. Your answers to issues (One-A),
One, Three, and Four, either “yes” or “no,” must be unanimous.
NOTE WELL: At this point have the bailiff give a copy of
your “Issues and Recommendation as to Punishment”
form to each juror. In preparing this form for your case
use the pattern form in N.C.P.I.—Crim. 150.10 (App.) at
the end of this Pattern Instruction.
[Issue One-A is, “Do you unanimously find from the evidence,
beyond a reasonable doubt, that the defendant himself/herself:
[a. Killed or attempted to kill the victim;] (or) [b. Intended to kill
the victim;] (or)
[c. Intended that deadly force would be used in the course of the
underlying felony;] (or)
[d. Was a major participant in the underlying felony and exhibited
reckless indifference to human life.]]
If you find from the evidence beyond a reasonable doubt that the
defendant [killed or attempted to kill the victim] (or) [intended to kill the
victim] (or) [intended that deadly force would be used in the course of
the (name underlying felony),] (or) [was a major participant in the
underlying felony and exhibited a reckless indifference to human life], you
would answer Issue One-A “Yes.” If you unanimously find beyond a
reasonable doubt that none of these facts exist, you would answer Issue
One-A “No.” If you answer Issue One-A “No,” you would skip Issues One,
Two, Three, and Four and recommend that the defendant be sentenced to
life imprisonment. If you answer Issue One-A “Yes,” you would consider
Issue One.
Issue One is, “Do you unanimously find from the evidence, beyond
a reasonable doubt, the existence of one or more of the following
aggravating circumstances?” (State number) possible aggravating
circumstances are listed on the form, and you should consider each of
them before you answer Issue One.
The State must prove from the evidence beyond a reasonable doubt
the existence of any aggravating circumstance, and, before you may find
any aggravating circumstance, you must agree unanimously that it has
been so proven. An aggravating circumstance is a fact or group of facts
which tend to make a specific murder particularly deserving of the
maximum punishment prescribed by law. Our law identifies the
aggravating circumstances which might justify a sentence of death. Only
those circumstances identified by statute may be considered by you as
aggravating circumstances. Under the evidence in this case (state
number) possible aggravating circumstances may be considered.
The following are the aggravating circumstances which might be
applicable to this case.
NOTE WELL: The following pages contain 15 bracketed
options relating to the 11 aggravating circumstances
listed in N.C. Gen. Stat. § 15A-2000(e). The options are
numbered in the margin according to the subsection of
N.C. Gen. Stat. § 15A-2000(e) to which they relate.
Since some subsections support more than one option,
the options which derive from the same subsection are
lettered, e.g., “8A” and “8B.”
The judge should select from the following options,
only those aggravating circumstances which pertain to
the case at hand and then should then proceed with
the mandate.
In choosing the aggravating circumstances to submit
to the jury, the judge should keep the following
admonition in mind:
“In some cases the same evidence will support
inferences from which the jury might find that more
than one of the enumerated aggravating circumstances
is present. This duality will normally occur where the
defendant's motive is being examined rather than
where the state relies upon a specific factual element
of aggravation. In such cases it will be difficult for the
trial court to decide which factors should be presented
to the jury for their consideration. We believe that error
in cases in which a person's life is at stake, if there be
any, should be made in the defendant's favor, and that
the jury should not be instructed upon one of the
statutory circumstances in a doubtful case.” S. v.
Goodman, 298 N.C. 1, 30 (1979).
(1) [First, was the defendant lawfully incarcerated? A person is
lawfully incarcerated if that person is being held in custody pursuant to a
lawful order of a court or judicial officer. If you find from the evidence
beyond a reasonable doubt that when the defendant killed the victim, the
defendant was incarcerated and that this was pursuant to a judicial order,
you would find this aggravating circumstance, and would so indicate by
having your foreperson write, “Yes,” in the space after this aggravating
circumstance on the “Issues and Recommendation” form. If you do not so
find, or have a reasonable doubt as to one or more of these things, you
will not find this aggravating circumstance, and will so indicate by having
your foreperson write, “No,” in that space.]
(2) [(State ordinal number), had the defendant been previously
convicted of another capital felony?13 First degree murder is a capital
felony. A person has been previously convicted if the defendant has been
convicted and not merely charged, and if the defendant’s conviction is
based on conduct which occurred before the events out of which this
murder arose.14 If you find from the evidence beyond a reasonable doubt
that the defendant had been convicted of first degree murder, and that
the defendant killed the victim after the defendant committed that first
degree murder you would find this aggravating circumstance, and would
so indicate by having your foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and Recommendation” form. If
you do not so find, or have a reasonable doubt as to one or more of
these things, you will not find this aggravating circumstance, and will so
indicate by having your foreperson write, “No,” in that space.]
NOTE WELL: N.C. Gen. Stat. § 7B-3000(f) was amended
to allow a court to order that the juvenile records of
any juvenile, who is found delinquent for an offense
that would have been a class A-E felony if committed
by an adult, may be used in subsequent criminal
proceedings against that juvenile or to prove an
aggravating factor at the sentencing of that juvenile.
The prosecutor in a subsequent criminal proceeding
against the juvenile now has a right to examine the
juvenile's record without an order of the judge. The
juvenile's record may be used only by court order upon
the prosecutor's motion and after an in-camera hearing
on the record with the defendant present to determine
whether or not the record in question is admissible.
N.C. Gen. Stat. § 15A-2000(e) was amended to expand
the definition of prior conviction to include an
adjudication of delinquency for an offense that would
have been a class A-E felony if committed by an adult.
N.C. Gen. Stat. § 15A-2000(e) was amended to expand
the list of aggravating circumstances to include
previous adjudications of delinquency for an offense
that would have been a capital offense or a class A-E
felony involving use or threat of violence if committed
by an adult.
These amendments apply to offenses committed on or
after May 1, 1994.
(3) [(State ordinal number), had the defendant been previously
convicted of a felony involving the [use] [threat] of violence to the
person?15 [(Name felony, e.g., armed robbery) is by definition a felony
involving the [use] [threat] of violence to the person.]16 [A felony involves
the [use] [threat] of violence to the person if the perpetrator kills or
inflicts physical injury on the victim, or threatens to do so, in order to
accomplish his/her criminal act.]17 A person has been previously convicted
if that person has been convicted and not merely charged, and if that
person’s conviction is based on conduct which occurred before the events
out of which this murder arose.18 If you find from the evidence beyond a
reasonable doubt that the defendant had been convicted of (name felony)
(and that the defendant [used] [threatened to use] violence to the
person in order to accomplish the defendant’s criminal act) and that the
defendant killed the victim after the defendant committed (name felony),
you would find this aggravating circumstance, and would so indicate by
having your foreperson write, “Yes,” in the space after this aggravating
circumstance on the “Issues and Recommendation” form. If you do not so
find, or have a reasonable doubt as to one or more of these things, you
will not find this aggravating circumstance, and will so indicate by having
your foreperson write, “No,” in that space.]
(4A) [(State ordinal number), was this murder committed for the
purpose of [avoiding] [preventing] a lawful arrest?
NOTE WELL: “Before the trial judge can instruct the
jury on this aggravating circumstance, there must be
evidence from which the jury can infer that at least one
of the purposes motivating the killing was the
defendant's desire to avoid subsequent detection and
apprehension for his crime… The mere fact of a death is
not enough to invoke this factor.” S. v. Williams, 304
N.C. 394, 424-5 (1981); S. v. Goodman, 298 N.C. 1, 27
(1979). See also S. v. Hunt, 323 N.C. 407, 430-31
(1988); and S. v. Reese, 319 N.C. 110, 146 (1987).
“Proof of the requisite intent to avoid arrest and
detection must be very strong in these cases.” Id.
In cases where the murder was committed to hinder or
prevent an arrest, submit either aggravating
circumstance #7B, or this aggravating circumstance,
but DO NOT SUBMIT BOTH. S. v. Goodman, 298 N.C. 1,
29 (1979).
A murder is committed for such purpose if the defendant's purpose
at the time the defendant kills is, by that killing, to [avoid] [prevent] the
arrest of the defendant or some other person and that arrest [was]
[would have been] lawful.19 If you find from the evidence beyond a
reasonable doubt that when the defendant killed the victim, it was in fact
the defendant’s purpose to [avoid] [prevent] [defendant’s arrest] (or)
[the arrest of another person] and that such arrest [was] [would have
been] lawful, you would find this aggravating circumstance, and would so
indicate by having your foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and Recommendation” form. If
you do not so find, or have a reasonable doubt as to one or more of
these things, you will not find this aggravating circumstance, and will so
indicate by having your foreperson write, “No,” in that space.]
(4B) [(State ordinal number), was this murder committed for the
purpose of effecting an escape from custody? A murder is committed for
such purpose if the defendant's purpose at the time the defendant kills
is, by that killing, to effect the defendant’s or another person's escape
from custody. If you find from the evidence beyond a reasonable doubt
that when the defendant killed the victim, it was the defendant’s purpose
to effect [the defendant’s] [another person's] escape from custody, you
would find this aggravating circumstance, and would so indicate by having
your foreperson write, “Yes,” in the space after this aggravating
circumstance on the “Issues and Recommendation” form. If you do not so
find, or have a reasonable doubt as to one or more of these things, you
will not find this aggravating circumstance, and will so indicate by having
your foreperson write, “No,” in that space.]
(5A)20 [(State ordinal number), was this murder committed by the
defendant while the defendant was engaged in [the commission of] [an
attempt to commit] [a flight after [committing] [attempting to commit]]
(name felony)21?
NOTE WELL: Submit this aggravating circumstance only
when the defendant has been convicted of first-degree
murder under a theory of premeditation and
deliberation, or when the defendant has also
committed a separate violent felony in addition to the
felony underlying the felony murder conviction.22
(Define the felony, using the Pattern Instruction for
that felony, e.g., “Robbery is taking and carrying away
any personal property of another from a person or in
that person’s presence without that person’s consent,
by violence or by putting that person in fear, with the
intent to deprive that person of its use permanently,
the taker knowing that he/she is not entitled to take
it.”) If you find from the evidence beyond a reasonable
doubt that when the defendant killed the victim, the
defendant was (set out the findings necessary for the
felony, using the Mandate from the Pattern Instruction
for that felony), you would find this aggravating
circumstance, and would so indicate by having your
foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and
Recommendation” form. If you do not so find, or have a
reasonable doubt as to one or more of these things,
you will not find this aggravating circumstance, and
will so indicate by having your foreperson write, “No,”
in that space.]
(5B)23 [(State ordinal number), did the defendant kill the victim
while the defendant was an [aider] [abettor] in the [commission of]
[attempt to commit] [flight after committing] (name felony) by another
person)?24
NOTE WELL: Submit this aggravating circumstance only
when the defendant has been convicted of first-degree
murder under a theory of premeditation and
deliberation,25 or when the defendant has also
committed a separate violent felony in addition to the
felony underlying the felony murder conviction.
(Define the felony, using the Pattern Instruction for that felony,
e.g., “Robbery is taking and carrying away any personal property of
another from a person or in that person’s presence without that person’s
consent, by violence or by putting that person in fear, with the intent to
deprive that person of its use permanently, the taker knowing that
he/she is not entitled to take it.”) A person [aids] [abets] another to
commit a felony if the defendant [is present when the felony is
committed and intentionally advises, instigates, encourages or aids
another to commit it,] (or) [though not present when the felony is
committed, shares another's criminal purpose and to the other's
knowledge is aiding the person or is in a position to aid the person when
the felony is committed]. If you find from the evidence beyond a
reasonable doubt that when the defendant killed the victim, another
person was perpetrating (name felony), (describe elements of offense,)
and that defendant intentionally [aided] [abetted] another person in that
person’s [commission] [attempt to commit] [flight after committing]
(name felony), you would find this aggravating circumstance, and would
so indicate by having your foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and Recommendation” form. If
you do not so find, or have a reasonable doubt as to one or more of
these things, you will not find this aggravating circumstance, and will so
indicate by having your foreperson write, “No,” in that space.]
(6) [(State ordinal number), was this murder committed for
pecuniary gain? A murder is committed for pecuniary gain if the
defendant, when the defendant commits it, has obtained, or intends or
expects to obtain, money or some other thing which can be valued in
money, either as compensation for committing it, or as a result of the
death of the victim.26 If you find from the evidence beyond a reasonable
doubt that when the defendant killed the victim, the defendant (describe
pecuniary gain, e.g., had been hired to do so, took personal property or
other items belonging to the victim, etc.), and that the defendant
intended or expected to obtain money or other things of value that can
be valued in money as a result of the victim's death27 you would find this
aggravating circumstance, and would so indicate by having your
foreperson write, “Yes,” in the space after this aggravating circumstance
on the “Issues and Recommendation” form. If you do not so find, or have
a reasonable doubt as to one or more of these things, you will not find
this aggravating circumstance, and will so indicate by having your
foreperson write, “No,” in that space.]
(7A) [(State ordinal number), was this murder committed to
[disrupt] [hinder] the lawful exercise of a governmental function?
A murder is committed for such purpose if the defendant's purpose
at the time the defendant kills is, by that killing, to [disrupt] [hinder] the
exercise, by some branch or agency of government, of some lawful
function. If you find from the evidence beyond a reasonable doubt that
when the defendant killed the victim it was the defendant’s purpose to
[prevent] [hinder] a lawful governmental function you would find this
aggravating circumstance, and would so indicate by having your
foreperson write, “Yes,” in the space after this aggravating circumstance
on the “Issues and Recommendation” form. If you do not so find, or have
a reasonable doubt as to one or more of these things, you will not find
this aggravating circumstance, and will so indicate by having your
foreperson write, “No,” in that space.]
(7B) [(State ordinal number), was this murder committed to
[disrupt] [hinder] the enforcement of the laws?
NOTE WELL: In cases where the murder was committed
to hinder or prevent an arrest, submit either
aggravating circumstance #4A, or this aggravating
circumstance, but DO NOT SUBMIT BOTH. S. v.
Goodman, 298 N.C. 1, 29 (1979).
A murder is committed for such purpose if the defendant's purpose
at the time the defendant kills is, by that killing, to [disrupt] [hinder] the
enforcement of the laws in any way. The enforcement of the laws
includes any lawful activity28 by any agency of the government, to prevent
or deter persons from violating any law, to detect or investigate such
violations, or to apprehend or prosecute persons properly chargeable with
crime. If you find from the evidence beyond a reasonable doubt that when
the defendant killed the victim, it was the defendant’s purpose to
[disrupt] [hinder] the enforcement of the law(s) by a law enforcement
agency, you would find this aggravating circumstance, and would so
indicate by having your foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and Recommendation” form. If
you do not so find, or have a reasonable doubt as to one or more of
these things, you will not find this aggravating circumstance, and will so
indicate by having your foreperson write, “No,” in that space.]
(8A)29 [(State ordinal number), was this murder committed against a
(describe victim's position)30 while engaged in the performance of the
victim’s official duties? A murder is so committed if, at the time the
defendant kills the victim, the victim is (state victim's position) and is, at
that time, engaged in the performance of an official duty. An official duty
is anything which is necessary for a (state position) to do in the victim’s
capacity as a (state position). If you find from the evidence beyond a
reasonable doubt that when the defendant killed the victim, the victim
was a (state position) and at that time was engaged in an official duty
(and that this was among the victim’s official duties as a (state
position))31 you would find this aggravating circumstance, and would so
indicate by having your foreperson write, “Yes,” in the space after this
aggravating circumstance on the “Issues and Recommendation” form. If
you do not so find, or have a reasonable doubt as to one or more of
these things, you will not find this aggravating circumstance, and will so
indicate by having your foreperson write, “No,” in that space.]
(8B)32 [(State ordinal number), was this murder committed against a
(state victim's position 33) because of the exercise of the victim’s official
duty? A murder is so committed when the victim is a [former] (state
position), and at the time of the killing the victim [was planning to
exercise] [had exercised] one of the victim’s official duties, and the fact
that the victim [was to do] [had done] so constituted the defendant's
motive for killing the victim. An official duty is anything which is
necessary for a (state position) to do as a (state position). If you find
from the evidence beyond a reasonable doubt that when the defendant
killed the victim, the victim was a [former] (state position) and that on or
about the alleged date the victim [was planning to exercise] [had
exercised] an official duty necessary to the victim’s position and that this
constituted the motive for the defendant's killing the victim, you would
find this aggravating circumstance, and would so indicate by having your
foreperson write, “Yes,” in the space after this aggravating circumstance
on the “Issues and Recommendation” form. If you do not so find, or have
a reasonable doubt as to one or more of these things, you will not find
this aggravating circumstance, and will so indicate by having your
foreperson write, “No,” in that space.]
(9) [(State ordinal number), was this murder especially heinous,
atrocious or cruel?
NOTE WELL: While every murder is, at least arguably,
heinous, atrocious and cruel, this aggravating
circumstance is not intended to be submitted in every
case. There must be some evidence upon which the
jury could reasonably conclude that the brutality
involved in the murder in question exceeded that
normally present in any killing. S. v. Goodman, 298 N.C.
1, 24-25 (1979). In addition, this aggravating
circumstance is limited to acts done during the
commission of the murder but not after the death.
State v. Rose, 335 N.C. 301, at 343 (1994).
In this context heinous means extremely wicked or shockingly evil;
atrocious means outrageously wicked and vile; and cruel means designed
to inflict a high degree of pain with utter indifference to, or even
enjoyment of, the suffering of others. However it is not enough that this
murder be heinous, atrocious or cruel as those terms have just been
defined. This murder must have been especially heinous, atrocious or
cruel, and not every murder is especially so.34 For this murder to have
been especially heinous, atrocious or cruel, any brutality which was
involved in it must have exceeded that which is normally present in any
killing, or this murder must have been a conscienceless or pitiless crime
which was unnecessarily torturous to the victim.35 If you find from the
evidence beyond a reasonable doubt that this murder was especially
heinous, atrocious or cruel, you would find this aggravating circumstance,
and would so indicate by having your foreperson write, “Yes,” in the space
after this aggravating circumstance on the “Issues and Recommendation”
form. If you do not so find, or have a reasonable doubt as to one or more
of these things, you will not find this aggravating circumstance, and will
so indicate by having your foreperson write, “No,” in that space.]
(10) [(State ordinal number), did the defendant knowingly create a
great risk of death to more than one person by means of a [weapon]
[device] which would normally be hazardous to the lives of more than one
person?36 A defendant does so, if, at the time the defendant kills, the
defendant is using a [weapon] [device] and the [weapon] [device] would
normally be hazardous to the lives of more than one person, and the
defendant uses it in such a way as to create a risk of death to more than
one person and the risk is great and the defendant knows that the
defendant is thereby creating such a great risk. If you find from the
evidence beyond a reasonable doubt that when the defendant killed the
victim, the defendant was using a [weapon] [device] and that this
[weapon] [device] would normally be hazardous to the lives of more than
one person and that the defendant used the [weapon] [device] and
thereby created a risk of death to more than one person and that the risk
was great and that the defendant knew that the defendant was thereby
creating such a great risk, you would find this aggravating circumstance
and would so indicate by having your foreperson write, “Yes,” in the space
after this aggravating circumstance on the “Issues and Recommendation”
form. If you do not so find, or have a reasonable doubt as to one or more
of these things, you will not find this aggravating circumstance, and will
so indicate by having your foreperson write, “No,” in that space.]
(11) [Finally, was this murder part of a course of conduct in which
the defendant engaged and did that course of conduct include the
commission by the defendant of other crimes of violence against another
person or persons?37 A murder is part of such a course of conduct if you
find from the evidence beyond a reasonable doubt that, in addition to
killing the victim, the defendant on or about the alleged date was
engaged in a course of conduct which involved the commission of another
crime of violence against another person38 and that [this] [these] other
crime(s) were included in the same course of conduct in which the killing
of the victim was also a part,39 you would find this aggravating
circumstance and would so indicate by having your foreperson write,
“Yes,” in the space after this aggravating circumstance on the “Issues
and Recommendation” form. If you do not find, or have a reasonable
doubt as to one or more of these things, you will not find this
aggravating circumstance, and will so indicate by having your foreperson
write, “No,” in that space.]
(You are instructed that the same evidence cannot be used as a
basis for finding more than one aggravating factor.40)
NOTE WELL: This ends the aggravating circumstances.
The judge should, in all cases, resume the instruction
at this point.
If you unanimously find from the evidence beyond a reasonable
doubt that one or more of these aggravating circumstances existed, and
have so indicated by writing, “Yes,” in the space after one or more of
them on the “Issues and Recommendation” form, you would answer Issue
One, “Yes.” On the other hand, if you unanimously find from the evidence
that none of the aggravating circumstances existed, and if you have so
indicated by writing, “No,” in the space after every one of them on that
form, you would answer Issue One, “No.41“ If you answer Issue One, “No,”
you would skip Issues Two, Three and Four and you must recommend that
the defendant be sentenced to life imprisonment. If you answer Issue
One, “Yes,” then you would consider Issue Two.
Issue Two is, “Do you find from the evidence the existence of one or
more of the following mitigating circumstances?42“ (State number)
possible mitigating circumstances are listed on the form, and you should
consider each of them before answering Issue Two.
A mitigating circumstance is a fact or group of facts, which do not
constitute a justification or excuse for a killing, or reduce it to a lesser
degree of crime than first degree murder, but which may be considered as
extenuating or reducing the moral culpability of the killing or making it
less deserving of extreme punishment than other first degree murders.
Our law identifies several possible mitigating circumstances. However, in
considering Issue Two, it would be your duty to consider, as a mitigating
circumstance, any (aspect of the defendant's character) (or) (record) (or)
(evidence of intellectual disability)43 (and any) of the circumstances of
this murder that the defendant contends is a basis for a sentence less
than death, and any other circumstances arising from the evidence which
you deem to have mitigating value.
The defendant has the burden of persuading you that a given
mitigating circumstance exists. The existence of any mitigating
circumstance must be established by a preponderance of the evidence,
that is, the evidence, taken as a whole must satisfy you—not beyond a
reasonable doubt, but simply satisfy you—that any mitigating
circumstance exists. If the evidence satisfies any of you that a mitigating
circumstance exists, you would indicate that finding on the “Issues and
Recommendation” form. A juror may find that any mitigating circumstance
exists by a preponderance of the evidence whether or not that
circumstance was found to exist by all the jurors. In any event you would
move on to consider the other mitigating circumstances and continue in
like manner until you have considered all of the mitigating circumstances
listed on the form and any others which you deem to have mitigating
value.
It is your duty to consider the following mitigating circumstances
and any others which you find from the evidence.
NOTE WELL: The following pages contain 12 bracketed
options relating to the mitigating circumstances listed
in N.C. Gen. Stat. § 15A-2000(f). The options are
numbered in the margin according to the subsection of
N.C. Gen. Stat. § 15A-2000(f) to which they relate.
Since some subsections support more than one option,
the options which derive from the same subsection are
lettered, e.g., “3A” and “3B”.
The judge should select from the following options all
those which pertain to the case at hand. The Judge
should then proceed with this Pattern Instruction to
(9). Read the NOTE WELL preceding (9) carefully.
“Where all of the evidence, if believed, tends to show
that a particular mitigating circumstance does exist,
the defendant is entitled to a peremptory instruction.”
S. v. Spruill, 320 N.C. 688 (1987) and S. v. Johnson,
298 N.C. 47, 76 (1979).
(1) [First, consider whether the defendant has no significant history
of prior criminal activity before the date of the murder.44 Significant
means important or notable. Whether any history of prior criminal activity
is significant is for you to determine from all of the facts and
circumstances which you find from the evidence. However you should not
determine whether it is significant only on the basis of the number of
convictions, if any, in the defendant's record. Rather you should consider
the nature and quality of the defendant's history, if any, in determining
whether it is significant.
You would find this mitigating circumstance if you find that
(describe all defendant's prior criminal activity45) and that this is not a
significant history of prior criminal activity. If one or more of you finds by
a preponderance of the evidence that this circumstance exists, you would
so indicate by having your foreperson write, “Yes,” in the space provided
after this mitigating circumstance on the “Issues and Recommendation”
form. If none of you finds this circumstance to exist, you would so
indicate by having your foreperson write, “No,” in that space.]
(2) [(State ordinal number), consider whether this murder was
committed while the defendant was under the influence of mental or
emotional disturbance. A defendant is under such influence if the
defendant is in any way affected or influenced by a mental or emotional
disturbance at the time the defendant kills.
NOTE WELL: Note the relationship between this
mitigating circumstance and the sixth mitigating
circumstance, especially where there is evidence
concerning the defendant's mental health. Often such
evidence might support either or both of these
mitigating circumstances, and if both are supported,
both should be submitted.46
The main difference between the two circumstances is
that this mitigating circumstance seems conceptually
related to the “heat of passion” defense, while the
sixth mitigating circumstance is related to the insanity
defense. To emphasize this distinction in an
appropriate case, give the following paragraph.47
(Being under the influence of mental or emotional disturbance is
similar to but not the same as being in a heat of passion upon adequate
provocation. A person may be under the influence of mental or emotional
disturbance even if that person had no adequate provocation and even if
that person’s disturbance was not so strong as to constitute heat of
passion or preclude deliberation. For this mitigating circumstance to
exist, it is enough that the defendant's mind or emotions were disturbed,
from any cause, and that the defendant was under the influence of the
disturbance when the defendant killed the victim.)
You would find this mitigating circumstance if you find (describe
source of disturbance, e.g., that the defendant suffered from
schizophrenia; or, e.g., that the victim had evicted the defendant from
his apartment and this had enraged the defendant) and that, as a result,
the defendant was under the influence of [mental] [emotional]
disturbance when the defendant killed the victim. If one or more of you
finds by a preponderance of the evidence that this circumstance exists,
you would so indicate by having your foreperson write, “Yes,” in the space
provided after this mitigating circumstance on the “Issues and
Recommendation” form. If none of you finds this circumstance to exist,
you would so indicate by having your foreperson write, “No,” in that
space.]
(3A) [(State ordinal number), consider whether the victim was a
voluntary participant in the defendant's homicidal conduct. A victim is a
voluntary participant in the defendant's homicidal conduct if the victim
willingly takes part, in any way, in the conduct which results in the
victim’s death.
You would find this mitigating circumstance if you find that the
victim willingly took part in the conduct which resulted in the victim's
death and that this constituted participation by the victim in the
defendant's homicidal conduct. If one or more of you finds by a
preponderance of the evidence that the circumstance exists, you would so
indicate by having your foreperson write, “Yes,” in the space provided
after this mitigating circumstance on the “Issues and Recommendation”
form. If none of you finds this circumstance to exist, you would so
indicate by having your foreperson write, “No,” in that space.]
(3B) [(State ordinal number), consider whether the victim consented
to the defendant's homicidal act. A victim consents to a defendant's
homicidal act if the victim approves, acquiesces in, submits to or
otherwise agrees to the act which results in the victim’s death.
You would find this mitigating circumstance if you find that the
victim [approved] [acquiesced in] [submitted to] [agreed with] the act
which resulted in the victim’s death and that this constituted consent to
the defendant's homicidal act. If one or more of you finds by a
preponderance of the evidence that the circumstance exists, you would so
indicate by having your foreperson write, “Yes,” in the space provided
after this mitigating circumstance on the “Issues and Recommendation”
form. If none of you finds this circumstance to exist, you would so
indicate by having your foreperson write, “No,” in that space.
(4) [(State ordinal number), consider whether this murder was
actually committed by another person, and the defendant was only an
[accomplice in] [accessory to] the murder and the defendant’s
participation in the murder was relatively minor. The distinguishing
feature of an [accomplice] [accessory] is that the defendant is not the
person who actually committed the murder.
You would find this mitigating circumstance if you find that the
victim was killed by another person, and that the defendant was only [an
accomplice] [an accessory]48 to the killing and that the defendant's
conduct constituted relatively minor participation in the murder. If one or
more of you finds by a preponderance of the evidence that the
circumstance exists, you would so indicate by having your foreperson
write, “Yes,” in the space provided after this mitigating circumstance on
the “Issues and Recommendation” form. If none of you finds this
circumstance to exist, you would so indicate by having your foreperson
write, “No,” in that space.]
(5A) [(State ordinal number), consider whether the defendant acted
under duress. A defendant acts under duress, (even though it would not
justify or excuse the killing)49 if the defendant acts under the pressure of
any threat or compulsion from any source.
You would find this mitigating circumstance if you find that the
defendant acted under [the pressure of a threat] [compulsion], and that
this constituted duress. If one or more of you finds by a preponderance of
the evidence that this circumstance exists, you would so indicate by
having your foreperson write, “Yes,” in the space provided after this
mitigating circumstance on the “Issues and Recommendation” form. If
none of you finds this circumstance to exist, you would so indicate by
having your foreperson write, “No,” in that space.]
(5B) [(State ordinal number), consider whether the defendant acted
under the domination of another person. A defendant acts under the
domination of another person if the defendant acts at the command or
under the control of the other person or in response to the assertion of
any authority to which the defendant believes the defendant is bound to
submit or which defendant did not have sufficient will to resist.
You would find this mitigating circumstance if you find (describe
domination, e.g., that the defendant was in love with (name other
person) and would do anything to stay in her favor and (name other
person) told the defendant that if the defendant did not kill the victim
she'd never see him again) and that as a result the defendant was under
the domination of another person when the defendant killed the victim. If
one or more of you finds by a preponderance of the evidence that the
circumstance exists, you would so indicate by having your foreperson
write, “Yes,” in the space provided after this mitigating circumstance on
the “Issues and Recommendation” form. If none of you finds this
circumstance to exist, you would so indicate by having your foreperson
write, “No,” in that space.]
(6) [(State ordinal number), consider whether the capacity of the
defendant to appreciate the criminality of the defendant’s conduct or to
conform the defendant’s conduct to the requirements of the law was
impaired.
NOTE WELL: In cases where the evidence attributes
the defendant's impairment in part to mental disease
or defect, give the following two paragraphs. S. v.
Johnson, 298 N.C. 47, 69-70 (1979). (See also, S. v.
Johnson (II), 298 N.C. 355, 373-375 (1979).) The judge
should consider giving them in any case where the
defendant claims this mitigating circumstance.
However, in those cases where the evidence attributes
the defendant's impairment to a cause such as
intoxication, which does not involve mental disease or
defect, and which may be “better understood by the
average layman,” the second paragraph may be all that
is required. Compare S. v. Johnson, supra, with S. v.
Goodman, 298 N.C. 1, 32 (1979).
A person's capacity to appreciate the criminality of that person’s
conduct or to conform that person’s conduct to the law is not the same as
that person’s ability to know right from wrong generally, or to know that
what that person is doing at a given time is killing or that such killing is
wrong. A person may indeed know that a killing is wrong and still not
appreciate its wrongfulness because that person does not fully
comprehend or is not fully sensible to what that person is doing or how
wrong it is. Further, for this mitigating circumstance to exist, the
defendant's capacity to appreciate does not need to have been totally
obliterated. It is enough that it was lessened or diminished. Finally, this
mitigating circumstance would exist, even if the defendant did appreciate
the criminality of the defendant’s conduct, if the defendant’s capacity to
conform the defendant’s conduct to the law was impaired, since a person
may appreciate that the defendant’s killing is wrong and still lack the
capacity to refrain from doing it. Again, the defendant need not wholly
lack all capacity to conform. It is enough that such capacity as the
defendant might otherwise have had in the absence of the defendant’s
impairment is lessened or diminished because of such impairment.
You would find this mitigating circumstance if you find that the
defendant (describe source of impairment, e.g., had drunk a quart of
whiskey during the three hours before the killing, suffered from
schizophrenia, and/or list any evidence presented as to the defendant's
intellectual disability, if relevant to this circumstance) and that this
impaired the defendant’s capacity to appreciate the criminality of the
defendant’s conduct or to conform the defendant’s conduct to the
requirements of the law. If one or more of you finds by a preponderance
of the evidence that the circumstance exists, you would so indicate by
having your foreperson write, “Yes,” in the space provided after this
mitigating circumstance on the “Issues and Recommendation” form. If
none of you finds this circumstance to exist, you would so indicate by
having your foreperson write, “No,” in that space.]
(7) [(State ordinal number), consider whether the age of the
defendant at the time of this murder is a mitigating factor. The
mitigating effect of the age of the defendant is for you to determine from
all of the facts and circumstances which you find from the evidence.
(“Age” is a flexible and relative concept. The chronological age of a
defendant is not always the determinative factor.)50 If one or more of you
finds by a preponderance of the evidence that the circumstance exists,
you would so indicate by having your foreperson write, “Yes,” in the space
provided after this mitigating circumstance on the “Issues and
Recommendation” form. If none of you finds this circumstance to exist,
you would so indicate by having your foreperson write, “No,” in that
space.]
(8A) [[(State ordinal number) consider whether the defendant aided
in the apprehension of another capital felon? A capital felon is a person
who has committed a felony punishable by death. (Name person
apprehended) was a capital felon. A defendant would have aided in the
apprehension of another capital felon if the defendant gave any
assistance which in any way advanced the time or reduced the difficulty
of taking that person into custody.
You would find this mitigating circumstance if you find (describe
aid, e.g., told the place where (name capital felon) was hiding) and that
this aided in the apprehension of another capital felon. If one or more of
you finds by a preponderance of the evidence that the circumstance
exists, you would so indicate by having your foreperson write, “Yes,” in
the space provided after this mitigating circumstance on the “Issues and
Recommendation” form. If none of you finds this circumstance to exist,
you would so indicate by having your foreperson write, “No,” in that
space.]
(8B) [(State ordinal number) consider whether the defendant
testified truthfully on behalf of the prosecution in another prosecution of
a felony? A defendant does so if the defendant is called as a witness for
the State at any stage of the prosecution of any felony and truthfully
answers any questions asked by the prosecutor. The felony need not be
connected with the murder for which you are recommending punishment.
(Name felony) is a felony.
You would find this mitigating circumstance if you find that the
defendant testified and that this was truthful testimony on behalf of the
prosecution. If one or more of you finds by a preponderance of the
evidence that the circumstance exists, you would so indicate by having
your foreperson write, “Yes,” in the space provided after this mitigating
circumstance on the “Issues and Recommendation” form. If none of you
finds this circumstance to exist, you would so indicate by having your
foreperson write, “No,” in that space.]
NOTE WELL: If the defendant makes a timely request
for a listing in writing of possible mitigating
circumstances, in addition to those listed in N.C. Gen.
Stat. § 15-2000(f), and if they are supported by the
evidence, and if these circumstances are such that a
juror could reasonably deem them to have mitigating
value, the judge must (1) instruct on each of them at
this point in the instruction and (2) include them on
the “Issues and Recommendation” form, where
indicated. S. v. Cummings, 326 N.C. 298 (1990). In the
absence of a written request, the judge is not required
to sift through the evidence and search out every
possible circumstance which a juror might find to have
mitigating value, S. v. Goodman, 298 N.C. 1, 34 (1979),
and “the failure to mention any particular item as a
mitigating circumstance will not be held error so long
as the trial judge instructs that the jury may consider
any circumstance which it finds to have mitigating
value.” S. v. Johnson, 298 N.C. 47, 72 (1979). It is the
better practice, however, “…to include on the verdict
form all mitigating circumstances that are to be
submitted to the jury.” S. v. McDougall, 308 N.C. 1, 25
(1983). The court is not required to entertain evidence
or submit any circumstance which is “in no way related
to the defendant, his character, his record, or the
circumstances of the charged offense.” S. v. Cherry,
298 N.C. 86, 97-99 (1979); S. v. Johnson (II), 298 N.C.
367 (1979).
(9) You should also consider the following circumstances arising
from the evidence which you find to have mitigating value. If one or more
of you find by a preponderance of the evidence that any of the following
circumstances exist and also are deemed by you to have mitigating value,
you would so indicate by having your foreperson write “Yes” in the space
provided. If none of you find the circumstance to exist, or if none of you
deem it to have mitigating value, you would so indicate by having your
foreperson write “No” in that space. (Here list each nonstatutory
circumstance submitted by defendant and raised by the evidence, e.g.:
(A) (State ordinal number) Consider whether the defendant was
abused by the defendant’s parents and whether you deem this to have
mitigating value. You would find this mitigating circumstance if you find
that the defendant was abused by the defendant’s parents and that this
circumstance has mitigating value. If one or more of you finds by a
preponderance of the evidence that this circumstance exists and also is
deemed mitigating, you would so indicate by having your foreperson write
“Yes” in the space provided after this mitigating circumstance on the
“Issues and Recommendation” form. If none of you find the circumstances
to exist, or if none of you deem it to have mitigating value, you would so
indicate by having your foreperson write “No” in that space.
(B) etc.)
NOTE WELL: In all cases the judge should conclude his
treatment of mitigating circumstances with the
following “catch-all” paragraph, and then proceed.
(10) (State ordinal number), finally, you may consider any other
circumstance or circumstances arising from the evidence which you deem
to have mitigating value. If one or more of you so find by a
preponderance of the evidence, you would so indicate by having your
foreperson write “Yes” in the space provided after this mitigating
circumstance on the “Issues and Recommendations” form. If none of you
finds any such circumstance to exist, you would so indicate by having
your foreperson write “No” in that space.
If one or more of you finds by a preponderance of the evidence one
or more mitigating circumstances, and have so indicated by writing “Yes”
in the space provided after this mitigating circumstance on the “Issues
and Recommendation” form, you would answer Issue Two, “Yes.” If none
of you find any of these mitigating circumstances to exist and have so
indicated by writing, “No,” in the space after every one of them on that
form, you would answer Issue Two, “No.” If you answer Issue Two, “Yes,”
you must consider Issue Three. If you answer Issue Two, “No,” do not
answer Issue Three. Instead, skip Issue Three, and answer Issue Four.
Issue Three is, “Do you unanimously find beyond a reasonable
doubt that the mitigating circumstance or circumstances found is, or are,
insufficient to outweigh the aggravating circumstance or circumstances
found by you?”
If you find from the evidence one or more mitigating circumstances,
you must weigh the aggravating circumstance(s) against the mitigating
circumstance(s). When deciding this issue, each juror may consider any
mitigating circumstance or circumstances that he or she determined to
exist by a preponderance of the evidence in Issue Two. In so doing, you
are the sole judges of the weight to be given to any individual
circumstance which you find, whether aggravating or mitigating. You
should not merely add up the number of aggravating circumstances and
mitigating circumstances. Rather, you must decide from all the evidence
what value to give to each circumstance, and then weigh the aggravating
circumstances, so valued, against the mitigating circumstances, so
valued, and finally determine whether the mitigating circumstances are
insufficient to outweigh the aggravating circumstances.
If you unanimously find beyond a reasonable doubt that the
mitigating circumstances found are insufficient to outweigh the
aggravating circumstance(s) found, you would answer Issue Three, “Yes.”
If you unanimously fail to so find, you would answer Issue Three “No.” If
you answer Issue Three, “No,” it would be your duty to recommend that
the defendant be sentenced to life imprisonment. If you answer Issue
Three, “Yes,” you must consider Issue Four.
Issue Four is, “Do you unanimously find beyond a reasonable doubt
that the aggravating circumstance or circumstances you found is, or are,
sufficiently substantial to call for the imposition of the death penalty
when considered with the mitigating circumstance or circumstances found
by one or more of you?”
In deciding this issue, you are not to consider the aggravating
circumstances standing alone. You must consider them in connection with
any mitigating circumstances found by one or more of you. When making
this comparison, each juror may consider any mitigating circumstance or
circumstances that juror determined to exist by a preponderance of the
evidence. After considering the totality of the aggravating and mitigating
circumstances, each of you must be convinced beyond a reasonable doubt
that the imposition of the death penalty is justified and appropriate in
this case before you can answer the issue “Yes.” In so doing, you are not
applying a mathematical formula. For example, three circumstances of
one kind do not automatically and of necessity outweigh one
circumstance of another kind. You may very properly give more weight to
one circumstance than another. You must consider the relative
substantiality and persuasiveness of the existing aggravating and
mitigating circumstances in making this determination. You, the jury,
must determine how compelling and persuasive the totality of the
aggravating circumstances are when compared with the totality of the
mitigating circumstances. After so doing, if you find beyond a reasonable
doubt that the aggravating circumstances found by you are sufficiently
substantial to call for the death penalty when considered with mitigating
circumstances found by one or more of you, it would be your duty to
answer the issue “Yes.” If you unanimously fail to so find, it would be
your duty to answer the issue “No.”
In the event you do not find the existence of any mitigating
circumstances, you must still answer this issue. In such case, you must
determine whether the aggravating circumstances found by you are of
such value, weight, importance, consequence, or significance as to be
sufficiently substantial to call for the imposition of the death penalty.
Substantial means having substance or weight, important,
significant or momentous. Aggravating circumstances may exist in a
particular case and still not be sufficiently substantial to call for the
death penalty. Therefore, it is not enough for the State to prove from the
evidence beyond a reasonable doubt the existence of one or more
aggravating circumstances. It must also prove beyond a reasonable doubt
that such aggravating circumstances are sufficiently substantial to call for
the death penalty, and before you may answer Issue Four, “Yes,” you
must agree unanimously that they are.
If you answer Issue Four, “No,” you must recommend that the
defendant be sentenced to life imprisonment. If you answer Issue Four,
“Yes,” it would be your duty to recommend that the defendant be
sentenced to death.
Now members of the jury, you have heard the evidence and the
arguments of counsel for the State and for the defendant. The Court has
not summarized all of the evidence, but it is your duty to remember all
the evidence whether it has been called to your attention or not, and if
your recollection of the evidence differs from that of the Court, or of the
District Attorney, or of the defense attorney (or the defendant), you are
to rely solely upon your recollection of the evidence in your deliberations.
I have not reviewed the contentions of the State or of the defendant, but
it is your duty not only to consider all the evidence, but also to consider
all the arguments, the contentions and positions urged by the State's
attorney(s) and the defendant's attorney(s) (and the defendant) in their
speeches to you, and any other contention that arises from the evidence,
and to weigh them in the light of your common sense, and to make your
recommendation as to punishment.
The law, as indeed it should, requires the presiding judge to be
impartial. You are not to draw any inference from any ruling that I have
made, or any inflection in my voice or expression on my face, or any
question I may have asked a witness or anything else that I may have
said or done during this trial, that I have an opinion or have intimated an
opinion, as to whether any part of the evidence should be believed or
disbelieved, as to whether any aggravating or mitigating circumstance
has been proved or disproved, or as to what your recommendation ought
to be. It is your exclusive province to find the true facts of the case and
to make a recommendation reflecting the truth as you find it.
When you are ready to make a recommendation, have your
foreperson write in your recommendation as directed on the “Issues and
Recommendation” form.
NOTE WELL: Excuse the alternate jurors.51
After reaching the jury room your first order of business is to select
your foreperson. You may begin your deliberations when the bailiff
delivers the Issues and Recommendation as Punishment Form to you.
Your foreperson should lead the deliberations. When you have
unanimously agreed upon an answer to this issue and are ready to
announce it, your foreperson should record your answer, sign and date
the form, and notify the bailiff by knocking on the jury room door (or
otherwise summoning the bailiff). You will be returned to the courtroom
and your answer will be announced.
You may retire and select your foreperson.
NOTE WELL: After the jury retires the Judge must
address the attorneys as follows:
Before sending the original “Issues and Recommendation” form to
the jury and allowing them to begin their deliberations I will now consider
any requests for corrections to the charge to the jury, or any additional
matters that anyone feels are necessary or appropriate to submit a
proper and accurate charge to the jury.
Are there any specific requests for corrections or additions to the
charge?
NOTE WELL: Consider all specific requests and if
appropriate bring the jury back and correct or add to
the charge. If request(s) for corrections or additions
are rejected, attorneys must be allowed to make
specific objections on the record.
After all specific requests have been considered and
the proper record notation(s) made, give the “Issues
and Recommendation” form to the bailiff and ask him
to hand it to the jury without comment. If it is
necessary to return the jury to the courtroom for
corrections or additions to the charge the Judge should
address the jury as follows:
Members of the jury, after you left the courtroom, it was brought to
my attention that some further instructions are necessary to [correct]
[add to] the previous instructions I gave you.
I charge you that…
You may now retire and begin your deliberations as soon as you
receive the written form.
NOTE WELL: Repeat the question to the lawyers
regarding corrections or additions to the charge. If
there are further specific requests repeat the same
procedure as before; if not, hand the original written
form to the bailiff to give to the jury.
NOTE WELL: If the sentencing jury asks the judge what
will happen if it fails to reach a unanimous decision as
to issues (One-A), One, Three, Four, or as to
punishment, the proper response to such an inquiry is
to instruct the jurors as follows:
“Your inability to reach a unanimous [answer to issues
(One-A), One, Three, or Four] (or) [recommendation as
to punishment] should not be your concern but should
simply be reported to the court.” S. v. Smith, 320 N.C.
404, 420-422, 358 S.E.2d 329, 338-39 (1987). As to
questions about parole, see note 2, supra.
History
N.C.P.I.—Crim. 150.10 (Replacement June 2022). N.C. Gen. Stat. § 15A-2000. Prepared by the North Carolina Conference of Superior Court Judges' Committee on Pattern Jury Instructions, assisted by the UNC School of Government; published by the School of Government.
Provenance
- Source
- sog.unc.edu
- Retrieved
- 2026-09-24
- Edition
- 2026-09-24
- Content hash
00bd2b1d8c6914baa38169b91eb9c1a61f1cb63ddb0c94b5b548749e3756ef23
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