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DE · rules

Del. Super. Ct. Civ. R. 37

Failure to make discovery: Sanctions

activein force · 2019-08-01 – presentact-effective-date

(a) Motion for order compelling discovery. A party, upon reasonable notice to other parties and all

persons affected thereby, may apply for an order compelling discovery as follows:

(1) Appropriate court. An application for an order to a party may be made to the Court, or,

alternatively, on matters relating to a deposition taken outside the State of Delaware, to a court in the

state where the deposition is being taken. An application for an order to a deponent who is not a party

shall be made to a court in the state where the deposition is being taken.

(2) Motion. If a deponent fails to answer a question propounded or submitted under Rule 30 or 31, or

a corporation or other entity fails to make a designation under Rule 30(b)(6) or 31(a), or a party fails

to answer an interrogatory submitted under Rule 33, or if a party, in response to a request for

inspection submitted under Rule 34, fails to produce documents or ESI, or fails to respond that

inspection will be permitted as requested or fails to permit inspection as requested, the discovering

party may move for an order compelling an answer, or a designation, or an order compelling

inspection in accordance with the request. When taking a deposition on oral examination, the

proponent of the question may complete or adjourn the examination before applying for an order.

(3) Evasive or incomplete answer or response. For purposes of this subdivision an evasive or

incomplete answer or response is to be treated as a failure to answer or respond.

(4) Expenses and sanctions.

(A) If the motion is granted or if the disclosure or requested discovery is provided after the

motion was filed, the Court shall, after affording an opportunity to be heard, require the party or

deponent whose conduct necessitated the motion or the party or attorney advising such conduct or

both of them to pay to the moving party the reasonable expenses incurred in obtaining the order,

including attorney’s fees, unless the Court finds that the opposition to the motion was

substantially justified or that other circumstances make an award of expenses unjust.

(B) If the motion is denied, the Court may enter any protective order authorized under Rule 26(c)

and shall, after affording an opportunity to be heard, require the moving party or the attorney

advising the motion or both of them to pay to the party or deponent who opposed the motion the

reasonable expenses incurred in opposing the motion, including attorney’s fees, unless the Court

finds that the making of the motion was substantially justified or that other circumstances make

an award of expenses unjust.

(C) If the motion is granted in part and denied in part, the Court may enter any protective order

authorized under Rule 26(c) and may, after affording an opportunity to be heard, apportion the

reasonable expenses incurred in relation to the motion among the parties and persons in a just

manner.

(b) Failure to comply with order.

(1) Omitted.

(2) Sanctions by Court. If a party or an officer, director, or managing agent of a party or a person

designated under Rule 30(b)(6) or 31(a) to testify on behalf of a party fails to obey an order to provide

or permit discovery, including an order made under subdivision (a) of this Rule or Rule 35, the Court

may make such orders in regard to the failure as are just, and among others the following:

(A) An order that the matters regarding which the order was made or any other designated facts

shall be taken to be established for the purposes of the action in accordance with the claim of the

party obtaining the order;

(B) An order refusing to allow the disobedient party to support or oppose designated claims or

defenses, or prohibiting that party from introducing designated matters in evidence;

(C) An order striking out pleadings or parts thereof, or staying further proceedings until the order

is obeyed, or dismissing the action or proceeding or any part thereof, or rendering a judgment by

default against the disobedient party;

(D) In lieu of any of the foregoing orders or in addition thereto, an order treating as a contempt of

court the failure to obey any orders except an order to submit to a physical or mental

examination;

(E) Where a party has failed to comply with an order under Rule 35(a) requiring that party to

produce another for examination, such orders as are listed in paragraphs (A), (B), and (C) of this

subdivision, unless the party failing to comply shows that that party is unable to produce such

person for examination.

(F) Rule 37. Failure to preserve ESI. If ESI that should have been preserved in the reasonable

anticipation of or actual notice of imminent litigation is lost because a party failed to take

reasonable steps to preserve it, and it cannot be restored or replaced through additional discovery,

the court:

(1) upon finding prejudice to another party from loss of information, may order measures no

greater than necessary to cure the prejudice; or

(2) only upon finding that the party acted recklessly or with the intent to deprive another

party of the information’s use in the litigation, may, among other things: (A) presume that

the lost information was unfavorable to the party; (B) instruct the jury that it may or must

presume the information was unfavorable to the party; or (C) dismiss the action or enter a

default judgment.

In lieu of any of the foregoing orders or in addition thereto, the Court shall require the party failing to

obey the order or the attorney advising that party or both to pay the reasonable expenses, including

attorney’s fees, caused by the failure, unless the Court finds that the failure was substantially justified

or that other circumstances make an award of expenses unjust.

(c) Expenses on failure to admit. If a party fails to admit the genuineness of any document or the truth of

any matter as requested under Rule 36, and if the party requesting the admissions thereafter proves the

genuineness of the document or the truth of the matter, the requesting party may apply to the Court for an

order requiring the other party to pay the reasonable expenses incurred in making that proof, including

reasonable attorney’s fees. The Court shall make the order unless it finds that (1) the request was held

objectionable pursuant to Rule 36(a), or (2) the admission sought was of no substantial importance, or (3)

the party failing to admit had reasonable ground to believe that the party might prevail on the matter, or

(4) there was other good reason for the failure to admit.

(d) Failure of party to attend at own deposition or serve answers to interrogatories or respond to request

for inspection. If a party or an officer, director, or managing agent of a party or a person designated under

Rule 30(b)(6) or 31(a) to testify on behalf of a party fails (1) to appear before the officer who is to take

the deposition, after being served with a proper notice, or (2) to serve answers or objections to

interrogatories submitted under Rule 33, after proper service of the interrogatories, or (3) to serve a

written response to a request for inspection submitted under Rule 34, after proper service of the request,

the Court in which the action is pending on motion may make such orders in regard to the failure as are

just, and among others it may take any action authorized under paragraphs (A), (B), and (C) of

subdivision (b)(2) of this Rule. In lieu of any order or in addition thereto, the Court shall require the party

failing to act or the attorney advising that party or both to pay the reasonable expenses, including

attorney’s fees, caused by the failure, unless the Court finds that the failure was substantially justified or

that other circumstances make an award of expenses unjust.

The failure to act described in this paragraph may not be excused on the ground that the discovery sought

is objectionable unless the party failing to act has applied for a protective order as provided by Rule 26(c).

(e) Presentation of motions. All motions which are filed pursuant to Rule 26(c), 26(d) or 37 of the

Superior Court Civil Rules, with the exception of motions filed during the pendency of an oral deposition,

shall be presented to the Court as follows:

(1) No motion shall be filed pursuant to Rule 26(c), 26(d) or 37 of the Superior Court Civil Rules, and

no such motion shall be accepted by the Prothonotary, unless such motion shall include a certification

by the moving party detailing the dates, time spent, and method of communication in attempting to

reach agreement on the subject of the motion with the other party or parties and the results, if any, of

such communication, provided that the certification shall not be required for motions filed pursuant to

Rule 37(d) of the Superior Court Civil Rules.

(2) The motion shall be filed at least 10 days prior to the date noticed for presentation of the motion to

the Court. The motion shall not exceed 4 pages of letter size paper (81/2″ x 11″) and shall contain all

authorities and facts which the moving party desires to bring to the attention of the Court.

(3) At least 4 days prior to the date noticed for presentation of the motion, if any other party to the

action desires to oppose or take any position with respect to the motion, such party shall file a

responsive pleading which shall not exceed 4 pages of letter size paper (81/2″ x 11″). The responsive

pleading shall contain all authorities and facts which the responding party desires to present to the

Court. Failure to file a responsive pleading shall constitute a waiver of any opposition to the motion.

(4) There shall be no written reply to the responsive pleading to the motion.

(5) There shall be no further briefing on any motion filed pursuant to Rule 26(c), 26(d) or 37 of the

Superior Court Civil Rules, except upon order of the Court for good cause shown at oral argument.

(6) Oral argument on any motion filed pursuant to Rule 26(c), 26(d) or 37 of the Superior Court Civil

Rules shall be limited to no more than a total of 15 minutes which time shall be divided equally. At

the argument any party may apply for further briefing and the Court shall rule on the application at

that time.

(7) Whenever possible, the Court shall decide the motion at the oral argument. The Court hearing the

oral argument may reserve decision or in the Court’s discretion may schedule such further

proceedings as the Court shall deem necessary.

(8) If the attorney for the moving party or an attorney for a party opposing the motion filed pursuant

to Rule 26(c), 26(d) or 37 of the Superior Court Civil Rules shall fail to appear at the oral argument

on said motion, the motion shall be summarily denied or granted as the case may be and an attorney’s

fee in an amount not less than $100 shall be assessed against the nonappearing attorney. The sum

shall be paid to the Prothonotary and the Prothonotary shall promptly forward it to the appearing

party. The Prothonotary shall not accept further filings of any type in the action from the attorney

who did not appear until the attorney’s fee is paid.

(f) Failure to participate in the framing of a discovery plan. If a party or a party’s attorney fails to

participate in good faith in the framing of a discovery plan by agreement as required by Rule 26(f), the

Court may, after opportunity for hearing, require such party or attorney to pay to any other party the

reasonable expenses, including attorney’s fees, caused by the failure.

History

Amended, effective July 1, 1970; May 1, 1982; Mar. 1, 1983; July 1, 1984; Jan. 1, 1991; Jan. 1, 1995; Feb. 1, 2002; June 27, 2019, effective Aug. 1, 2019.

Provenance

Source
courts.delaware.gov
Retrieved
2026-09-23
Edition
2026-09-23
Content hash
22da2efd3d3732568d2c413d1253b770423e1547a0fc7c6bf93f6b54f77ee051
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