CT · rules
Conn. Practice Book § 60-4
Definitions
“Administrative appeal” shall mean an appeal from a judgment of the
Superior Court concerning the appeal to that court from a decision of
any officer, board, commission or agency of the state or of any political
subdivision of the state.
“Appellant” shall mean the party, or parties if an appeal is jointly filed,
taking the appeal.
“Appellee” shall mean all other parties in the trial court at the time of
judgment, unless after judgment the matter was withdrawn as to them
or unless a motion for permission not to participate in the appeal has
been granted by the court.
“Certificate of interested entities or individuals” is a certificate filed
pursuant to court order by counsel of record for a party that is an entity
as defined in this rule. The certificate shall list for that party: (1) any
parent entities and (2) all entities or individuals owning or controlling
an interest of 10 percent or more of that party. If there are no other
interested entities or individuals, a certificate indicating that information
is required. The certificate shall also state whether the party knows of
any direct or indirect ownership, controlling or legal interest for that
party that counsel of record thinks could reasonably require a judge
to disqualify himself or herself under Rule 2.11 of the Code of Judicial
Conduct. The court may order a party to supplement its certificate of
interested entities or individuals to include any direct or indirect own -
ership or controlling or legal interest for any parent entities or listed
interested entities, and so on, until the certificate lists all of the parent
entities, interested entities, and interested individuals for that party
and its affiliates. Counsel of record has a continuing duty to amend the
certificate of interested entities or individuals during the pendency of
the appeal if any changes occur.
“Counsel of record” shall include all attorneys, law firms and self-represented parties appearing in the trial court at the time of the initial
appellate filing, unless an exception pursuant to Section 62-8 applies,
all attorneys, law firms and self-represented parties who filed the appellate matter, and all attorneys, law firms and self-represented parties
who file an appearance in the appellate matter.
“Entity” means any corporation, limited liability company, partnership,
limited liability partnership, trust, joint venture, firm or association that
is not a governmental entity or its agencies.
“Filed” shall mean the receipt by the appellate clerk of a paper or document by electronic submission pursuant to Section 60-7. If an exemption
to electronic filing has been granted or if the electronic filing require -
ments do not apply, filed shall mean receipt of the paper or document
by hand delivery, by first class mail or by express mail delivered by the
United States Postal Service or an equivalent commercial service. If a
document must be filed by a certain date under these rules or under
any statutory provision, the document must be received by the appellate clerk by the close of business on that date; it is not sufficient that
a document be mailed by that date to the appellate clerk unless a rule
or statutory provision expressly so computes the time.
“Generative Artificial Intelligence” or “generative AI” shall have the
same meaning as used in Section 4-9.
“Issues” shall include claims of error, certified questions and ques -
tions reserved.
“Motion” shall include applications and petitions, other than petitions
for certification. A preappeal motion is one that is filed prior to or independent of an appeal.
“Notice by the appellate clerk” shall mean sending to the E-Services
electronic inbox for counsel of record. If counsel of record is excluded
or exempt from electronic filing pursuant to Section 60-8, or if notice is
being sent to a nonappearing party, notice shall mean sending by first
class mail through the United States Postal Service.
“Paper” and “Document” shall include an electronic submission that
complies with the procedures and standards established by the chief
clerk of the appellate system under the direction of the administrative
judge of the appellate system and a paper or document created in or
converted to a digital format by the Judicial Branch.
“Petition” does not include petitions for certification unless the context
clearly requires.
“Record” shall include the case file, any decisions, documents, transcripts, recordings and exhibits from the proceedings below, and, in
appeals from administrative agencies, the record returned to the trial
court by the administrative agency.
“Requests” shall include correspondence and notices as permitted
by these rules.
“Submission” shall mean a “paper” or a “document” and shall include
an electronic submission that complies with the procedures and standards established by the chief clerk of the appellate system under the
direction of the administrative judge of the appellate system.
(For additional definitions, see Secs. 62-2 and 76-6.)
History
Amended effective 2026-07-14 by the Connecticut Law Journal notice adopted 2026-06-30. COMMENTARY: These amendments add “law firms” to the definition of “counsel of record,” define “notice by the appellate clerk” in order to alert parties of the current practice of electronic notice being sent to counsel of record’s E-Services electronic inbox or via the United States Postal Service to those who are exempt from e-filing, and define the term “generative artificial intelligence” or “generative AI.” CHAPTER 62 CHIEF JUDGE, APPELLATE CLERK AND DOCKET: GENERAL ADMINISTRATIVE MATTERS (P.B. 1978-1997, Sec. 4001A.) (Amended June 5, 2013, to take effect July 1, 2013; amended Sept. 16, 2015, to take effect Jan. 1, 2016; amended June 15, 2016, to take effect Aug. 1, 2016; amended Oct. 18, 2016, to take effect Jan. 1, 2017; amended July 19, 2022, to take effect Jan. 1, 2023; amended June 27, 2023, to take effect Jan. 1, 2024; amended July 15, 2025, to take effect Jan. 1, 2026.) HISTORY—2026: In the fourth paragraph, “pursuant to court order” replaced “in any civil appellate matter, excluding habeas corpus matters,” in the first sentence. In addition, what are now the final two sentences of that paragraph were added. In the sixth paragraph, “trust, joint venture,” was added after “partnership,” and “any” was deleted before “association.” COMMENTARY—2026: The purpose of these amend- ments is to provide that parties are required to file a certificate of interested entities or individuals only when the reviewing court orders the parties to file the certificate when necessary, and to broaden the definition of “entity” to include trusts and joint ventures.
Provenance
- Source
- jud.ct.gov
- Retrieved
- 2026-09-15
- Edition
- 2026-09-15
- Content hash
3d36292782942757fc0f25cbe3c962bb59e8de3639b941477377cb4d9ccf9ac9
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