CT · rules
Conn. Practice Book § 2-40
Discipline of Attorneys Found Guilty of Serious Crimes in Connecticut
(a) The term ‘‘serious crime,’’ as used herein,
shall mean any felony, any larceny, any crime
where the attorney was or will be sentenced to a
term of incarceration, or any other crime that
reflects adversely on the lawyer’s honesty, trustworthiness, or fitness as a lawyer in other
respects, or any crime, a necessary element of
which, as determined by the statutory or common-law definition of the crime, involves interference
with the administration of justice, false swearing,
misrepresentation, fraud, deceit, bribery, extor -
tion, misappropriation, theft, wilful failure to file
tax returns, violations involving criminal drug
offenses, or any attempt, conspiracy or solicitation
of another to commit a ‘‘serious crime.’’
(b) The terms ‘‘found guilty’’ and ‘‘finding of
guilt,’’ as used herein, refer to the disposition of
any charge of a serious crime as herein defined
resulting from either a plea of guilty or nolo contendere, or from a verdict after trial, and regardless
of the pendency of any appeal.
(c) The clerk of the Superior Court in which an
attorney is found guilty of any crime shall transmit
a certified copy of the finding of guilt, docket sheet,
or other proof of the finding of guilt to the disciplinary counsel and to the Statewide Grievance Committee.
(d) Notwithstanding any obligation imposed
upon the clerk by subsection (c) of this section,
any attorney found guilty of any crime shall send
written notice of the finding of guilt to the disciplinary counsel and the Statewide Grievance Com -
mittee, by certified mail, return receipt requested,
or with electronic delivery confirmation, within ten
days of the date of the finding of guilt. The written
notice shall include the name and address of the
court where the finding of guilt was made, the date
of the finding of guilt, and the specific section of
the applicable criminal, penal, or statutory code
upon which the finding of guilt was predicated. An
attorney’s failure to send timely written notice of
his or her finding of guilt required by this section
shall constitute misconduct.
(e) Upon receipt of proof of the finding of guilt,
the disciplinary counsel shall determine whether
the crime for which the attorney was found guilty
is a serious crime, as defined herein. If so, disciplinary counsel shall, pursuant to Section 2-47,
file a presentment against the attorney predicated
upon the finding of guilt. A certified copy of the
finding of guilt shall be conclusive evidence of
the commission of that crime in any disciplinary
proceeding based upon the finding of guilt. No
entry fee shall be required for proceedings
hereunder.
(f) A presentment filed pursuant to this section
shall be heard, where practical, by the judge who
presided at the proceeding in which the attorney
was found guilty. A hearing on the presentment
complaint shall address the issue of the nature
and extent of the final discipline to be imposed
and shall be held within sixty days of the filing of
the presentment.
(g) Immediately upon receipt of proof of the
finding of guilt of an attorney of a serious crime,
as defined herein, the disciplinary counsel may
also apply to the court for an order of interim
suspension. If the attorney was or will be sentenced to a term of incarceration, disciplinary
counsel shall seek a suspension during the term
of incarceration. The court may, in its discretion,
enter an order immediately placing the attorney
on interim suspension pending final disposition
of a presentment filed pursuant to this section.
Thereafter, for good cause shown, the court may,
in the interests of justice, set aside or modify the
interim suspension.
(h) At the presentment hearing, the attorney
shall have the right to counsel, to be heard in his
or her own defense and to present evidence and
witnesses in his or her behalf. After the hearing,
the court shall enter an order dismissing the pre -
sentment complaint, or imposing discipline upon
such attorney in the form of suspension for a
period of time, disbarment or such other discipline
as the court deems appropriate. If the finding of
guilt was based upon the lawyer’s misappropriation of clients’ funds or other property held in trust,
the court shall enter an order disbarring the attorney for a minimum of twelve years pursuant to
Sections 2-47A and 2-53 (g).
(i) Whenever the court enters an order suspending or disbarring an attorney pursuant to a
presentment filed under this section, the court
may appoint a trustee, pursuant to Section 2-64,
to protect the interests of the attorney’s clients and
to secure the attorney’s clients’ funds accounts.
(j) If an attorney disciplined solely under the
provisions of this section demonstrates to the
court that the underlying finding of guilt was later
vacated or reversed, the court shall vacate any
disciplinary order entered pursuant to the finding
of guilt, and place the attorney on active status.
The vacating of such disciplinary order shall not
automatically terminate any other disciplinary proceeding then pending against the attorney.
(k) Immunity from prosecution granted to an
attorney is not a bar to disciplinary proceedings,
unless otherwise ordered by the court. The granting of a pretrial diversion program to an attorney
charged with a serious crime, as defined herein,
is not a bar to disciplinary proceedings, unless
otherwise ordered by the court that granted the
program to the attorney.
History
(Amended June 13, 2014, to take effect Oct. 1, 2014.) (P.B. 1978-1997, Sec. 28B.) (Amended June 24, 2002, to take effect July 1, 2003; May 14, 2003, effective date changed to Oct. 1, 2003; Sept. 30, 2003, effective date changed to Jan. 1, 2004; amended June 26, 2006, to take effect Jan. 1, 2007; amended June 13, 2014, to take effect Oct. 1, 2014.)
Provenance
- Source
- jud.ct.gov
- Retrieved
- 2026-09-15
- Edition
- 2026-09-15
- Content hash
e010f8c00528a1e080269d1fade2d2dd9be042f648bf58abe7c15f9b39632f03
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